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TRANSALTA CORP
TRANSALTA CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 119 Institutional holders with a total value of $1,337,743,311.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 20,396,773 214,166,000 16.01%
2 BANK OF MONTREAL /CAN/ 17,228,390 180,898,000 13.52%
3 CIBC Asset Management Inc 14,679,440 154,172,000 11.52%
4 TD ASSET MANAGEMENT INC 12,683,061 133,350,000 9.97%
5 TORONTO DOMINION BANK 7,833,662 82,371,000 6.16%
6 BANK OF NOVA SCOTIA 7,311,652 76,720,000 5.74%
7 CIBC WORLD MARKET INC. 5,003,350 52,535,000 3.93%
8 INTACT INVESTMENT MANAGEMENT INC. 3,985,831 46,631,000 3.49%
9 FMR LLC 3,065,384 32,161,000 2.40%
10 CANADA LIFE ASSURANCE Co 2,767,612 29,031,000 2.17%
11 NORGES BANK 2,491,012 26,191,000 1.96%
12 I.G. INVESTMENT MANAGEMENT, LTD. 2,075,600 21,780,000 1.63%
13 BANK OF AMERICA CORP /DE/ 2,040,412 21,424,000 1.60%
14 VEGA ENERGY GP, LLC 1,470,693 15,442,000 1.15%
15 SCOTIA CAPITAL INC. 1,465,784 15,315,000 1.14%
16 Legal & General Group Plc 1,291,476 13,577,000 1.01%
17 MACKENZIE FINANCIAL CORP 1,244,208 13,033,000 0.97%
18 MORGAN STANLEY 1,086,074 11,404,000 0.85%
19 AGF INVESTMENTS INC. 1,072,500 11,254,000 0.84%
20 1832 Asset Management L.P. 1,071,520 11,244,000 0.84%
21 CREDIT SUISSE AG/ 1,002,881 10,531,000 0.79%
22 PUBLIC SECTOR PENSION INVESTMENT BOARD 941,665 9,901,000 0.74%
23 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 923,224 9,706,000 0.73%
24 TORONTO DOMINION BANK 907,600 9,522,000 0.71% Call
25 Swiss National Bank 805,100 8,460,000 0.63%
26 Invesco Ltd. 803,759 8,446,000 0.63%
27 TOBAM 711,200 7,478,000 0.56%
28 Sumitomo Mitsui Trust Group, Inc. 671,131 7,036,000 0.53%
29 CANADA PENSION PLAN INVESTMENT BOARD 601,003 6,319,000 0.47%
30 CITIGROUP INC 515,273 5,419,000 0.41%
31 Advisors Asset Management, Inc. 510,879 5,364,000 0.40%
32 RENAISSANCE TECHNOLOGIES LLC 506,341 5,312,000 0.40%
33 HIGHFIELDS CAPITAL MANAGEMENT LP 500,000 5,257,000 0.39%
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 424,049 4,961,000 0.37%
35 Hexavest Inc. 446,563 4,695,000 0.35%
36 GUGGENHEIM CAPITAL LLC 391,100 4,112,000 0.31%
37 Alberta Investment Management Corp 323,800 3,805,000 0.28%
38 APG Asset Management N.V. 353,555 3,717,000 0.28%
39 Bank of New York Mellon Corp 309,276 3,248,000 0.24%
40 DEUTSCHE BANK AG\ 262,233 2,751,000 0.21%
41 D. E. Shaw & Co., Inc. 242,549 2,545,000 0.19%
42 STATE OF WISCONSIN INVESTMENT BOARD 241,280 2,537,000 0.19%
43 PROSPECTOR PARTNERS LLC 237,000 2,488,000 0.19%
44 GOLDMAN SACHS GROUP INC 228,903 2,403,000 0.18%
45 ONTARIO TEACHERS PENSION PLAN BOARD 219,456 2,307,000 0.17%
46 DIMENSIONAL FUND ADVISORS LP 215,378 2,261,000 0.17%
47 AVIVA PLC 198,340 2,086,000 0.16%
48 BANK OF MONTREAL /CAN/ 168,500 1,769,000 0.13% Call
49 TORONTO DOMINION BANK 164,400 1,725,000 0.13% Put
50 BNP Paribas Asset Management Holding S.A. 154,992 1,627,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.