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TRANSALTA CORP
TRANSALTA CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 113 Institutional holders with a total value of $948,775,144.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF MONTREAL /CAN/ 19,635,056 152,172,000 16.04%
2 ROYAL BANK OF CANADA 18,495,522 143,341,000 15.11%
3 CIBC Asset Management Inc 13,753,977 107,046,000 11.28%
4 TD ASSET MANAGEMENT INC 10,028,888 77,760,000 8.20%
5 TORONTO DOMINION BANK 6,241,595 48,324,000 5.09%
6 BANK OF NOVA SCOTIA 5,177,742 40,133,000 4.23%
7 CIBC WORLD MARKET INC. 4,151,663 32,175,000 3.39%
8 INTACT INVESTMENT MANAGEMENT INC. 2,787,431 26,895,000 2.83%
9 LUMINUS MANAGEMENT LLC 3,385,500 26,238,000 2.77%
10 VANGUARD GROUP INC 3,139,132 24,328,000 2.56%
11 Connor, Clark & Lunn Investment Management Ltd. 2,950,045 22,874,000 2.41%
12 NORGES BANK 2,883,335 22,356,000 2.36%
13 BANK OF AMERICA CORP /DE/ 2,017,387 15,635,000 1.65%
14 VEGA ENERGY GP, LLC 1,720,693 13,335,000 1.41%
15 SCOTIA CAPITAL INC. 1,707,288 13,238,000 1.40%
16 CANADA LIFE ASSURANCE Co 1,310,235 10,138,000 1.07%
17 CREDIT SUISSE AG/ 1,151,684 8,924,000 0.94%
18 BANK OF MONTREAL /CAN/ 1,119,000 8,672,000 0.91% Call
19 Swiss National Bank 1,092,600 8,506,000 0.90%
20 MACKENZIE FINANCIAL CORP 1,042,572 8,119,000 0.86%
21 AGF INVESTMENTS INC. 1,029,491 7,976,000 0.84%
22 I.G. INVESTMENT MANAGEMENT, LTD. 1,020,000 7,905,000 0.83%
23 ROYAL BANK OF CANADA 1,000,000 7,750,000 0.82% Call
24 MORGAN STANLEY 941,741 7,299,000 0.77%
25 PUBLIC SECTOR PENSION INVESTMENT BOARD 846,565 6,564,000 0.69%
26 DIMENSIONAL FUND ADVISORS LP 830,129 6,433,000 0.68%
27 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 769,972 5,970,000 0.63%
28 Sumitomo Mitsui Trust Group, Inc. 724,784 5,615,000 0.59%
29 1832 Asset Management L.P. 639,400 4,956,000 0.52%
30 TORONTO DOMINION BANK 587,400 4,555,000 0.48% Call
31 Hexavest Inc. 582,546 4,517,000 0.48%
32 Legal & General Group Plc 553,091 4,288,000 0.45%
33 CITIGROUP INC 545,702 4,232,000 0.45%
34 Advisors Asset Management, Inc. 541,362 4,196,000 0.44%
35 Alberta Investment Management Corp 391,500 3,790,000 0.40%
36 ONTARIO TEACHERS PENSION PLAN BOARD 435,190 3,371,000 0.36%
37 GOLDMAN SACHS GROUP INC 424,624 3,291,000 0.35%
38 UBS Group AG 416,633 3,229,000 0.34%
39 State of Tennessee, Department of Treasury 386,231 2,996,000 0.32%
40 D. E. Shaw & Co., Inc. 380,517 2,949,000 0.31%
41 APG Asset Management N.V. 370,463 2,872,000 0.30%
42 Bank of New York Mellon Corp 311,389 2,413,000 0.25%
43 DEUTSCHE BANK AG\ 288,760 2,236,000 0.24%
44 Highstreet Asset Management Inc. 279,042 2,162,000 0.23%
45 STATE OF WISCONSIN INVESTMENT BOARD 255,171 1,978,000 0.21%
46 Pine River Capital Management L.P. 177,510 1,716,000 0.18%
47 Invesco Ltd. 182,967 1,419,000 0.15%
48 Aperio Group, LLC 166,532 1,291,000 0.14%
49 TORONTO DOMINION BANK 162,700 1,261,000 0.13% Put
50 BANK OF NOVA SCOTIA TRUST CO 135,921 1,049,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.