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TRANSALTA CORP
TRANSALTA CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 89 Institutional holders with a total value of $564,314,134.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 20,952,024 97,426,000 17.26%
2 BROOKFIELD Corp /ON/ 14,007,164 65,267,000 11.57%
3 BANK OF MONTREAL /CAN/ 13,913,267 64,697,000 11.46%
4 CIBC Asset Management Inc 13,327,331 62,172,000 11.02%
5 TD ASSET MANAGEMENT INC 9,054,606 42,282,000 7.49%
6 TORONTO DOMINION BANK 4,807,784 22,360,000 3.96%
7 VANGUARD GROUP INC 4,341,949 20,190,000 3.58%
8 VERTEX ONE ASSET MANAGEMENT INC. 4,096,300 19,128,000 3.39%
9 INTACT INVESTMENT MANAGEMENT INC. 2,402,231 14,453,000 2.56%
10 Scheer, Rowlett & Associates Investment Management Ltd. 2,988,125 13,954,000 2.47%
11 MORGAN STANLEY 2,687,970 12,499,000 2.21%
12 Connor, Clark & Lunn Investment Management Ltd. 2,639,900 12,327,000 2.18%
13 VEGA ENERGY GP, LLC 2,402,393 11,171,000 1.98%
14 PUBLIC SECTOR PENSION INVESTMENT BOARD 2,227,915 10,404,000 1.84%
15 BANK OF AMERICA CORP /DE/ 2,182,714 10,150,000 1.80%
16 BANK OF NOVA SCOTIA 1,646,952 7,662,000 1.36%
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,429,509 6,590,000 1.17%
18 AGF INVESTMENTS INC. 1,152,349 5,352,000 0.95%
19 1832 Asset Management L.P. 639,564 4,927,000 0.87%
20 ROYAL BANK OF CANADA 1,000,000 4,650,000 0.82% Call
21 SCOTIA CAPITAL INC. 976,883 4,529,000 0.80%
22 CIBC WORLD MARKET INC. 871,614 4,053,000 0.72%
23 D. E. Shaw & Co., Inc. 859,134 3,995,000 0.71%
24 DIMENSIONAL FUND ADVISORS LP 663,871 3,087,000 0.55%
25 Hexavest Inc. 607,367 2,836,000 0.50%
26 CREDIT SUISSE AG/ 596,662 2,775,000 0.49%
27 BANK OF MONTREAL /CAN/ 572,500 2,662,000 0.47% Call
28 UBS Group AG 545,089 2,534,000 0.45%
29 JANE STREET GROUP, LLC 528,216 2,456,000 0.44%
30 CITIGROUP INC 461,183 2,154,000 0.38%
31 Swiss National Bank 474,300 2,147,000 0.38%
32 RUSSELL FRANK CO/ 451,714 2,103,000 0.37%
33 Legal & General Group Plc 423,779 1,978,000 0.35%
34 Advisors Asset Management, Inc. 391,330 1,820,000 0.32%
35 TORONTO DOMINION BANK 385,000 1,743,000 0.31% Call
36 State of Tennessee, Department of Treasury 366,935 1,714,000 0.30%
37 GOLDMAN SACHS GROUP INC 301,690 1,402,000 0.25%
38 RENAISSANCE TECHNOLOGIES LLC 297,700 1,384,000 0.25%
39 TWO SIGMA INVESTMENTS, LP 257,951 1,201,000 0.21%
40 DEUTSCHE BANK AG\ 227,272 1,056,000 0.19%
41 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 188,349 879,000 0.16%
42 ONTARIO TEACHERS PENSION PLAN BOARD 162,960 762,000 0.14%
43 BANK OF NOVA SCOTIA TRUST CO 152,361 708,000 0.13%
44 Invesco Ltd. 131,317 610,000 0.11%
45 LETKO, BROSSEAU & ASSOCIATES INC 126,600 590,000 0.10%
46 Aperio Group, LLC 123,499 574,000 0.10%
47 Spark Investment Management LLC 117,000 543,000 0.10%
48 Bank of New York Mellon Corp 101,119 470,000 0.08%
49 GUARDIAN CAPITAL ADVISORS LP 73,900 345,000 0.06%
50 RIVERHEAD CAPITAL MANAGEMENT LLC 57,036 266,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.