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WHITEHORSE FIN INC
WHITEHORSE FIN INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 39 Institutional holders with a total value of $33,977,678.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Yorktown Management & Research Co Inc 450,000 6,332,000 18.64%
2 BB&T SECURITIES, LLC 39,706 5,586,000 16.44%
3 Advisors Asset Management, Inc. 337,102 4,743,000 13.96%
4 UBS AG 313,083 4,405,000 12.96%
5 BlackRock Fund Advisors 202,820 2,854,000 8.40%
6 NORTHERN TRUST CORP 82,819 1,165,000 3.43%
7 STATE STREET CORP 81,129 1,141,000 3.36%
8 BlackRock Institutional Trust Company, N.A. 75,253 1,059,000 3.12%
9 Numeric Investors LLC 66,669 938,000 2.76%
10 DEUTSCHE BANK AG\ 37,656 528,000 1.55%
11 Allen Investment Management, LLC 32,795 461,000 1.36%
12 STIFEL FINANCIAL CORP 31,330 440,000 1.29%
13 Bank of New York Mellon Corp 30,815 434,000 1.28%
14 TIAA CREF INVESTMENT MANAGEMENT LLC 29,224 411,000 1.21%
15 MARTINGALE ASSET MANAGEMENT L P 27,215 383,000 1.13%
16 TWO SIGMA INVESTMENTS, LP 25,549 359,000 1.06%
17 BlackRock Investment Management, LLC 23,201 326,000 0.96%
18 Nuveen Asset Management, LLC 21,926 308,000 0.91%
19 BARINGS LLC 21,400 301,000 0.89%
20 MORGAN STANLEY 18,205 256,000 0.75%
21 Robert W. Baird & Co. Inc 17,554 247,000 0.73%
22 TWO SIGMA ADVISERS, LP 15,900 223,000 0.66%
23 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 12,531 176,000 0.52%
24 TFS CAPITAL LLC 11,915 168,000 0.49%
25 VANGUARD GROUP INC 10,697 151,000 0.44%
26 TEACHERS ADVISORS, LLC 10,350 146,000 0.43%
27 RUSSELL FRANK CO/ 9,900 140,000 0.41%
28 Nationwide Fund Advisors 5,389 76,000 0.22%
29 AMERICAN INTERNATIONAL GROUP, INC. 4,695 66,059 0.19%
30 BLACKROCK ADVISORS LLC 3,589 50,000 0.15%
31 CITIGROUP INC 2,189 31,000 0.09%
32 PANAGORA ASSET MANAGEMENT INC 2,089 29,000 0.09%
33 Tower Research Capital LLC (TRC) 1,945 27,000 0.08%
34 WESTPORT RESOURCES MANAGEMENT INC 700 10,000 0.03%
35 BARCLAYS PLC 270 4,000 0.01%
36 BNP PARIBAS FINANCIAL MARKETS 192 2,619 0.01%
37 DENALI ADVISORS LLC 55 1,000 0.00%
38 WELLS FARGO & COMPANY/MN 1 0 0.00%
39 BANK OF AMERICA CORP /DE/ 7 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.