| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 883,364 | 9,655,000 | 48.25% | ||
| 2 | ARES MANAGEMENT LLC | 368,868 | 4,032,000 | 20.15% | ||
| 3 | UBS Group AG | 270,714 | 2,958,000 | 14.78% | ||
| 4 | MORGAN STANLEY | 133,915 | 1,464,000 | 7.32% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 50,041 | 547,000 | 2.73% | ||
| 6 | Nuveen Asset Management, LLC | 34,351 | 375,000 | 1.87% | ||
| 7 | NUVEEN ASSET MANAGEMENT INC. | 32,061 | 350,000 | 1.75% | ||
| 8 | TWO SIGMA INVESTMENTS, LP | 24,836 | 271,000 | 1.35% | ||
| 9 | TWO SIGMA ADVISERS, LP | 21,293 | 233,000 | 1.16% | ||
| 10 | CITIGROUP INC | 3,594 | 39,000 | 0.19% | ||
| 11 | ROYAL BANK OF CANADA | 2,800 | 31,000 | 0.15% | ||
| 12 | ADVISOR GROUP, INC. | 1,616 | 18,000 | 0.09% | ||
| 13 | US BANCORP \DE\ | 1,500 | 16,000 | 0.08% | ||
| 14 | DEUTSCHE BANK AG\ | 1,129 | 12,000 | 0.06% | ||
| 15 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 443 | 5,000 | 0.02% | ||
| 16 | PANAGORA ASSET MANAGEMENT INC | 305 | 3,000 | 0.01% | ||
| 17 | Tower Research Capital LLC (TRC) | 271 | 3,000 | 0.01% | ||
| 18 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
