| 1 |
Advisors Asset Management, Inc. |
948,240 |
12,005,000 |
34.84% |
|
|
| 2 |
Yorktown Management & Research Co Inc |
503,099 |
6,369,000 |
18.48% |
|
|
| 3 |
UBS Group AG |
498,658 |
6,313,000 |
18.32% |
|
|
| 4 |
Nantahala Capital Management, LLC |
230,515 |
2,918,000 |
8.47% |
|
|
| 5 |
RELATIVE VALUE PARTNERS GROUP, LLC |
89,763 |
1,136,000 |
3.30% |
|
|
| 6 |
Muzinich & Co., Inc. |
75,564 |
957,000 |
2.78% |
|
|
| 7 |
MORGAN STANLEY |
73,678 |
933,000 |
2.71% |
|
|
| 8 |
DEUTSCHE BANK AG\ |
69,768 |
882,000 |
2.56% |
|
|
| 9 |
Orinda Asset Management LLC |
63,961 |
810,000 |
2.35% |
|
|
| 10 |
Nuveen Asset Management, LLC |
32,351 |
410,000 |
1.19% |
|
|
| 11 |
TWO SIGMA INVESTMENTS, LP |
26,394 |
334,000 |
0.97% |
|
|
| 12 |
STIFEL FINANCIAL CORP |
24,655 |
307,000 |
0.89% |
|
|
| 13 |
TWO SIGMA ADVISERS, LP |
23,800 |
301,000 |
0.87% |
|
|
| 14 |
BB&T SECURITIES, LLC |
15,850 |
200,000 |
0.58% |
|
|
| 15 |
GOLDMAN SACHS GROUP INC |
15,362 |
194,000 |
0.56% |
|
|
| 16 |
BARINGS LLC |
12,300 |
156,000 |
0.45% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
6,152 |
78,000 |
0.23% |
|
|
| 18 |
CITIGROUP INC |
4,257 |
54,000 |
0.16% |
|
|
| 19 |
ROYAL BANK OF CANADA |
2,800 |
35,000 |
0.10% |
|
|
| 20 |
US BANCORP \DE\ |
1,500 |
19,000 |
0.06% |
|
|
| 21 |
PANAGORA ASSET MANAGEMENT INC |
1,032 |
13,000 |
0.04% |
|
|
| 22 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
944 |
12,000 |
0.03% |
|
|
| 23 |
AMERICAN INTERNATIONAL GROUP, INC. |
800 |
10,128 |
0.03% |
|
|
| 24 |
PineBridge Investments, L.P. |
548 |
7,000 |
0.02% |
|
|
| 25 |
Tower Research Capital LLC (TRC) |
476 |
6,000 |
0.02% |
|
|
| 26 |
WELLS FARGO & COMPANY/MN |
0 |
0 |
0.00% |
|
|
