| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 565,018 | 7,486,000 | 27.22% | ||
| 2 | Yorktown Management & Research Co Inc | 529,799 | 7,020,000 | 25.53% | ||
| 3 | UBS AG | 341,900 | 4,530,000 | 16.47% | ||
| 4 | BB&T SECURITIES, LLC | 23,507 | 3,114,000 | 11.32% | ||
| 5 | DEUTSCHE BANK AG\ | 91,870 | 1,217,000 | 4.43% | ||
| 6 | STIFEL FINANCIAL CORP | 42,151 | 559,000 | 2.03% | ||
| 7 | BlackRock Group LTD | 33,582 | 445,000 | 1.62% | ||
| 8 | GOLDMAN SACHS GROUP INC | 30,282 | 401,000 | 1.46% | ||
| 9 | TWO SIGMA INVESTMENTS, LP | 29,091 | 385,000 | 1.40% | ||
| 10 | Relative Value Partners, LLC | 28,874 | 383,000 | 1.39% | ||
| 11 | TWO SIGMA ADVISERS, LP | 23,900 | 317,000 | 1.15% | ||
| 12 | MORGAN STANLEY | 21,749 | 288,000 | 1.05% | ||
| 13 | Nuveen Asset Management, LLC | 21,351 | 283,000 | 1.03% | ||
| 14 | Allen Investment Management, LLC | 18,952 | 251,000 | 0.91% | ||
| 15 | DRIEHAUS CAPITAL MANAGEMENT LLC | 16,800 | 223,000 | 0.81% | ||
| 16 | Robert W. Baird & Co. Inc | 14,137 | 187,000 | 0.68% | SH | |
| 17 | BARINGS LLC | 14,000 | 186,000 | 0.68% | ||
| 18 | MILLENNIUM MANAGEMENT LLC | 10,986 | 146,000 | 0.53% | ||
| 19 | PANAGORA ASSET MANAGEMENT INC | 1,452 | 19,000 | 0.07% | ||
| 20 | CITIGROUP INC | 1,000 | 13,000 | 0.05% | ||
| 21 | Tower Research Capital LLC (TRC) | 851 | 11,000 | 0.04% | ||
| 22 | BARCLAYS PLC | 780 | 10,000 | 0.04% | ||
| 23 | WESTPORT RESOURCES MANAGEMENT INC | 700 | 9,000 | 0.03% | ||
| 24 | Plante Moran Financial Advisors, LLC | 715 | 9,000 | 0.03% | ||
| 25 | Ground Swell Capital, LLC | 400 | 5,000 | 0.02% | ||
| 26 | HOWE & RUSLING INC | 85 | 1,000 | 0.00% | ||
| 27 | TEACHERS ADVISORS, LLC | 109 | 1,000 | 0.00% | ||
| 28 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
