| 1 |
Advisors Asset Management, Inc. |
974,010 |
10,110,000 |
48.17% |
|
|
| 2 |
UBS Group AG |
276,199 |
2,867,000 |
13.66% |
|
|
| 3 |
Nantahala Capital Management, LLC |
235,669 |
2,446,000 |
11.65% |
|
|
| 4 |
MORGAN STANLEY |
129,374 |
1,344,000 |
6.40% |
|
|
| 5 |
RELATIVE VALUE PARTNERS GROUP, LLC |
72,975 |
838,000 |
3.99% |
|
|
| 6 |
Muzinich & Co., Inc. |
78,375 |
814,000 |
3.88% |
|
|
| 7 |
FIRST TRUST CAPITAL MANAGEMENT L.P. |
63,098 |
654,957 |
3.12% |
|
|
| 8 |
Nuveen Asset Management, LLC |
34,351 |
357,000 |
1.70% |
|
|
| 9 |
TWO SIGMA INVESTMENTS, LP |
33,401 |
347,000 |
1.65% |
|
|
| 10 |
TWO SIGMA ADVISERS, LP |
31,746 |
330,000 |
1.57% |
|
|
| 11 |
BAIRD FINANCIAL GROUP, INC. |
24,351 |
253,000 |
1.21% |
|
|
| 12 |
Yorktown Management & Research Co Inc |
21,000 |
218,000 |
1.04% |
|
|
| 13 |
DEUTSCHE BANK AG\ |
13,663 |
140,000 |
0.67% |
|
|
| 14 |
MILLENNIUM MANAGEMENT LLC |
10,449 |
108,000 |
0.51% |
|
|
| 15 |
JPMORGAN CHASE & CO |
4,267 |
44,000 |
0.21% |
|
|
| 16 |
CITIGROUP INC |
3,593 |
38,000 |
0.18% |
|
|
| 17 |
ROYAL BANK OF CANADA |
2,800 |
29,000 |
0.14% |
|
|
| 18 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,616 |
17,000 |
0.08% |
|
|
| 19 |
US BANCORP \DE\ |
1,500 |
16,000 |
0.08% |
|
|
| 20 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
944 |
10,000 |
0.05% |
|
|
| 21 |
PineBridge Investments, L.P. |
595 |
6,000 |
0.03% |
|
|
| 22 |
PANAGORA ASSET MANAGEMENT INC |
305 |
3,000 |
0.01% |
|
|
| 23 |
Advisory Services Network, LLC |
0 |
0 |
0.00% |
|
|
| 24 |
Tower Research Capital LLC (TRC) |
48 |
0 |
0.00% |
|
|
| 25 |
WELLS FARGO & COMPANY/MN |
0 |
0 |
0.00% |
|
|
