| 1 |
Advisors Asset Management, Inc. |
829,131 |
10,298,000 |
29.97% |
|
|
| 2 |
Yorktown Management & Research Co Inc |
503,099 |
6,248,000 |
18.18% |
|
|
| 3 |
DEUTSCHE BANK AG\ |
344,211 |
4,273,000 |
12.44% |
|
|
| 4 |
UBS Group AG |
319,345 |
3,966,000 |
11.54% |
|
|
| 5 |
Nantahala Capital Management, LLC |
230,515 |
2,863,000 |
8.33% |
|
|
| 6 |
BB&T SECURITIES, LLC |
14,869 |
1,846,000 |
5.37% |
|
|
| 7 |
Relative Value Partners, LLC |
72,995 |
907,000 |
2.64% |
|
|
| 8 |
Muzinich & Co., Inc. |
67,329 |
836,000 |
2.43% |
|
|
| 9 |
Orinda Asset Management LLC |
61,607 |
765,000 |
2.23% |
|
|
| 10 |
MORGAN STANLEY |
47,806 |
593,000 |
1.73% |
|
|
| 11 |
Nuveen Asset Management, LLC |
32,351 |
402,000 |
1.17% |
|
|
| 12 |
TWO SIGMA ADVISERS, LP |
26,200 |
325,000 |
0.95% |
|
|
| 13 |
Rotella Capital Management, Inc. |
17,955 |
223,000 |
0.65% |
|
|
| 14 |
GOLDMAN SACHS GROUP INC |
17,539 |
218,000 |
0.63% |
|
|
| 15 |
STIFEL FINANCIAL CORP |
17,091 |
212,000 |
0.62% |
|
|
| 16 |
BARINGS LLC |
12,300 |
153,000 |
0.45% |
|
|
| 17 |
TWO SIGMA INVESTMENTS, LP |
11,643 |
145,000 |
0.42% |
|
|
| 18 |
ROYAL BANK OF CANADA |
2,800 |
35,000 |
0.10% |
|
|
| 19 |
US BANCORP \DE\ |
1,500 |
19,000 |
0.06% |
|
|
| 20 |
PANAGORA ASSET MANAGEMENT INC |
1,032 |
13,000 |
0.04% |
|
|
| 21 |
AMERICAN INTERNATIONAL GROUP, INC. |
800 |
9,936 |
0.03% |
|
|
| 22 |
PineBridge Investments, L.P. |
534 |
7,000 |
0.02% |
|
|
| 23 |
Tower Research Capital LLC (TRC) |
210 |
2,000 |
0.01% |
|
|
| 24 |
WELLS FARGO & COMPANY/MN |
0 |
0 |
0.00% |
|
|
| 25 |
MassMutual Private Wealth & Trust, FSB |
0 |
0 |
0.00% |
|
|
