| 1 |
Advisors Asset Management, Inc. |
950,984 |
11,069,000 |
37.97% |
|
|
| 2 |
Yorktown Management & Research Co Inc |
425,000 |
4,947,000 |
16.97% |
|
|
| 3 |
UBS Group AG |
303,976 |
3,538,000 |
12.14% |
|
|
| 4 |
Nantahala Capital Management, LLC |
198,322 |
2,308,000 |
7.92% |
|
|
| 5 |
MORGAN STANLEY |
106,435 |
1,240,000 |
4.25% |
|
|
| 6 |
RELATIVE VALUE PARTNERS GROUP, LLC |
99,984 |
1,164,000 |
3.99% |
|
|
| 7 |
Muzinich & Co., Inc. |
75,564 |
870,000 |
2.98% |
|
|
| 8 |
Virtu KCG Holdings LLC |
59,469 |
692,000 |
2.37% |
|
|
| 9 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
41,421 |
482,000 |
1.65% |
|
|
| 10 |
Nuveen Asset Management, LLC |
39,351 |
458,000 |
1.57% |
|
|
| 11 |
TWO SIGMA INVESTMENTS, LP |
39,338 |
458,000 |
1.57% |
|
|
| 12 |
TWO SIGMA ADVISERS, LP |
30,700 |
364,000 |
1.25% |
|
|
| 13 |
STIFEL FINANCIAL CORP |
24,555 |
286,000 |
0.98% |
|
|
| 14 |
MILLENNIUM MANAGEMENT LLC |
23,041 |
268,000 |
0.92% |
|
|
| 15 |
Orinda Asset Management LLC |
22,725 |
265,000 |
0.91% |
|
|
| 16 |
DEUTSCHE BANK AG\ |
13,887 |
161,000 |
0.55% |
|
|
| 17 |
BAIRD FINANCIAL GROUP, INC. |
13,566 |
158,000 |
0.54% |
|
|
| 18 |
BB&T SECURITIES, LLC |
13,100 |
152,000 |
0.52% |
|
|
| 19 |
CITIGROUP INC |
9,533 |
111,000 |
0.38% |
|
|
| 20 |
Walleye Trading LLC |
3,600 |
42,000 |
0.14% |
|
|
| 21 |
Tower Research Capital LLC (TRC) |
3,098 |
36,000 |
0.12% |
|
|
| 22 |
ROYAL BANK OF CANADA |
2,800 |
33,000 |
0.11% |
|
|
| 23 |
US BANCORP \DE\ |
1,500 |
17,000 |
0.06% |
|
|
| 24 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
944 |
11,000 |
0.04% |
|
|
| 25 |
AMERICAN INTERNATIONAL GROUP, INC. |
800 |
9,000 |
0.03% |
|
|
| 26 |
PineBridge Investments, L.P. |
563 |
7,000 |
0.02% |
|
|
| 27 |
PANAGORA ASSET MANAGEMENT INC |
305 |
4,000 |
0.01% |
|
|
| 28 |
Windsor Capital Management, LLC |
200 |
2,000 |
0.01% |
|
|
| 29 |
WELLS FARGO & COMPANY/MN |
0 |
0 |
0.00% |
|
|
