| 1 |
Advisors Asset Management, Inc. |
983,001 |
11,285,000 |
45.03% |
|
|
| 2 |
UBS Group AG |
298,647 |
3,428,000 |
13.68% |
|
|
| 3 |
Nantahala Capital Management, LLC |
198,322 |
2,277,000 |
9.09% |
|
|
| 4 |
MORGAN STANLEY |
135,698 |
1,557,000 |
6.21% |
|
|
| 5 |
RELATIVE VALUE PARTNERS GROUP, LLC |
106,127 |
1,218,000 |
4.86% |
|
|
| 6 |
Yorktown Management & Research Co Inc |
80,000 |
918,000 |
3.66% |
|
|
| 7 |
Muzinich & Co., Inc. |
78,375 |
900,000 |
3.59% |
|
|
| 8 |
Orinda Asset Management LLC |
51,536 |
591,000 |
2.36% |
|
|
| 9 |
TWO SIGMA INVESTMENTS, LP |
40,267 |
462,000 |
1.84% |
|
|
| 10 |
TWO SIGMA ADVISERS, LP |
35,646 |
409,000 |
1.63% |
|
|
| 11 |
Nuveen Asset Management, LLC |
34,351 |
394,000 |
1.57% |
|
|
| 12 |
MILLENNIUM MANAGEMENT LLC |
33,381 |
383,000 |
1.53% |
|
|
| 13 |
GSA CAPITAL PARTNERS LLP |
25,800 |
296,000 |
1.18% |
|
|
| 14 |
BAIRD FINANCIAL GROUP, INC. |
23,501 |
270,000 |
1.08% |
|
|
| 15 |
DEUTSCHE BANK AG\ |
13,887 |
158,000 |
0.63% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
12,248 |
141,000 |
0.56% |
|
|
| 17 |
BB&T SECURITIES, LLC |
10,510 |
120,000 |
0.48% |
|
|
| 18 |
Hillsdale Investment Management Inc. |
8,700 |
100,000 |
0.40% |
|
|
| 19 |
CITIGROUP INC |
3,924 |
45,000 |
0.18% |
|
|
| 20 |
ROYAL BANK OF CANADA |
2,800 |
32,000 |
0.13% |
|
|
| 21 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,416 |
28,000 |
0.11% |
|
|
| 22 |
US BANCORP \DE\ |
1,500 |
17,000 |
0.07% |
|
|
| 23 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
944 |
11,000 |
0.04% |
|
|
| 24 |
Tower Research Capital LLC (TRC) |
863 |
10,000 |
0.04% |
|
|
| 25 |
PineBridge Investments, L.P. |
578 |
7,000 |
0.03% |
|
|
| 26 |
PANAGORA ASSET MANAGEMENT INC |
305 |
4,000 |
0.02% |
|
|
