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WHITEHORSE FIN INC COM
WHITEHORSE FIN INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 26 Institutional holders with a total value of $25,061,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PANAGORA ASSET MANAGEMENT INC 305 4,000 0.02%
2 PineBridge Investments, L.P. 578 7,000 0.03%
3 Tower Research Capital LLC (TRC) 863 10,000 0.04%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 944 11,000 0.04%
5 US BANCORP \DE\ 1,500 17,000 0.07%
6 AMERICAN INTERNATIONAL GROUP, INC. 2,416 28,000 0.11%
7 ROYAL BANK OF CANADA 2,800 32,000 0.13%
8 CITIGROUP INC 3,924 45,000 0.18%
9 Hillsdale Investment Management Inc. 8,700 100,000 0.40%
10 BB&T SECURITIES, LLC 10,510 120,000 0.48%
11 WELLS FARGO & COMPANY/MN 12,248 141,000 0.56%
12 DEUTSCHE BANK AG\ 13,887 158,000 0.63%
13 BAIRD FINANCIAL GROUP, INC. 23,501 270,000 1.08%
14 GSA CAPITAL PARTNERS LLP 25,800 296,000 1.18%
15 MILLENNIUM MANAGEMENT LLC 33,381 383,000 1.53%
16 Nuveen Asset Management, LLC 34,351 394,000 1.57%
17 TWO SIGMA ADVISERS, LP 35,646 409,000 1.63%
18 TWO SIGMA INVESTMENTS, LP 40,267 462,000 1.84%
19 Orinda Asset Management LLC 51,536 591,000 2.36%
20 Muzinich & Co., Inc. 78,375 900,000 3.59%
21 Yorktown Management & Research Co Inc 80,000 918,000 3.66%
22 RELATIVE VALUE PARTNERS GROUP, LLC 106,127 1,218,000 4.86%
23 MORGAN STANLEY 135,698 1,557,000 6.21%
24 Nantahala Capital Management, LLC 198,322 2,277,000 9.09%
25 UBS Group AG 298,647 3,428,000 13.68%
26 Advisors Asset Management, Inc. 983,001 11,285,000 45.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.