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WHITEHORSE FIN INC
WHITEHORSE FIN INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 18 Institutional holders with a total value of $20,012,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 0 0 0.00%
2 PANAGORA ASSET MANAGEMENT INC 305 3,000 0.01%
3 Tower Research Capital LLC (TRC) 271 3,000 0.01%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 443 5,000 0.02%
5 DEUTSCHE BANK AG\ 1,129 12,000 0.06%
6 US BANCORP \DE\ 1,500 16,000 0.08%
7 ADVISOR GROUP, INC. 1,616 18,000 0.09%
8 ROYAL BANK OF CANADA 2,800 31,000 0.15%
9 CITIGROUP INC 3,594 39,000 0.19%
10 TWO SIGMA ADVISERS, LP 21,293 233,000 1.16%
11 TWO SIGMA INVESTMENTS, LP 24,836 271,000 1.35%
12 NUVEEN ASSET MANAGEMENT INC. 32,061 350,000 1.75%
13 Nuveen Asset Management, LLC 34,351 375,000 1.87%
14 RAYMOND JAMES & ASSOCIATES 50,041 547,000 2.73%
15 MORGAN STANLEY 133,915 1,464,000 7.32%
16 UBS Group AG 270,714 2,958,000 14.78%
17 ARES MANAGEMENT LLC 368,868 4,032,000 20.15%
18 Advisors Asset Management, Inc. 883,364 9,655,000 48.25%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.