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ZWEIG TOTAL RETURN FD INC
ZWEIG TOTAL RETURN FD INC . Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 52 Institutional holders with a total value of $147,582,293.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Shamrock Asset Management LLC 3 0 0.00%
2 RISK PARADIGM GROUP, LLC 57 737 0.00%
3 SEI INVESTMENTS CO 125 2,000 0.00%
4 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 125 2,000 0.00%
5 Pinnacle Summer Investments, Inc. 318 4,000 0.00%
6 Brookstone Capital Management 425 5,000 0.00%
7 Tower Research Capital LLC (TRC) 428 6,000 0.00%
8 KANALY TRUST CO 468 6,000 0.00%
9 Apriem Advisors 600 8,000 0.01%
10 NEXT Financial Group, Inc 1,000 12,000 0.01%
11 AMERICAN INTERNATIONAL GROUP, INC. 1,434 18,556 0.01%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,654 21,000 0.01%
13 REILLY FINANCIAL ADVISORS, LLC 2,040 26,000 0.02%
14 Formidable Asset Management, LLC 2,150 28,000 0.02%
15 Chicago Partners Investment Group LLC 3,447 47,000 0.03%
16 CITIGROUP INC 3,692 47,000 0.03%
17 UBS Group AG 9,390 122,000 0.08%
18 ROYAL BANK OF CANADA 9,769 126,000 0.09%
19 CORNERSTONE ADVISORS INC 11,642 151,000 0.10%
20 Creative Planning 14,417 187,000 0.13%
21 MSI Financial Services Inc 18,559 240,000 0.16%
22 OPPENHEIMER & CO INC 19,402 251,000 0.17%
23 IFC Holdings Incorporated/FL 19,663 258,000 0.17%
24 Invesco Ltd. 26,390 341,000 0.23%
25 AQR ARBITRAGE LLC 27,986 362,000 0.25%
26 SG Americas Securities, LLC 30,985 401,000 0.27%
27 GUGGENHEIM CAPITAL LLC 31,490 407,000 0.28%
28 RAYMOND JAMES & ASSOCIATES 38,422 497,000 0.34%
29 LPL Financial LLC 39,107 504,000 0.34%
30 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 47,387 613,000 0.42%
31 CSS LLC/IL 48,459 627,000 0.42%
32 Shaker Financial Services, LLC 49,232 637,000 0.43%
33 DOLIVER ADVISORS, LP 59,057 764,000 0.52%
34 First Allied Advisory Services, Inc. 69,258 895,000 0.61%
35 Curi Capital, LLC 70,685 915,000 0.62%
36 REGIONS FINANCIAL CORP 83,369 1,079,000 0.73%
37 Independence Trust CO 87,570 1,133,000 0.77%
38 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 87,762 1,136,000 0.77%
39 BANK OF AMERICA CORP /DE/ 104,775 1,356,000 0.92%
40 1607 Capital Partners, LLC 107,295 1,388,000 0.94%
41 PNC FINANCIAL SERVICES GROUP, INC. 108,914 1,410,000 0.96%
42 Thomas J. Herzfeld Advisors, Inc. 136,390 1,741,000 1.18%
43 WOLVERINE ASSET MANAGEMENT LLC 204,035 2,640,000 1.79%
44 STIFEL FINANCIAL CORP 236,034 3,054,000 2.07%
45 WELLS FARGO & COMPANY/MN 343,680 4,447,000 3.01%
46 PARAMETRIC PORTFOLIO ASSOCIATES LLC 361,268 4,675,000 3.17%
47 MORGAN STANLEY 485,133 6,277,000 4.25%
48 RIVERNORTH CAPITAL MANAGEMENT, LLC 707,562 9,156,000 6.20%
49 Ancora Advisors LLC 753,190 9,746,000 6.60%
50 Karpus Management, Inc. 1,466,790 18,980,000 12.86%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.