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ONCOTHYREON INC COM N/C EFF 6/
ONCOTHYREON INC COM N/C EFF 6/. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 90 Institutional holders with a total value of $100,052,805.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 MORGAN STANLEY 56,260 107,000 0.11%
52 GROUP ONE TRADING LLC 53,145 101,000 0.10%
53 AMERICAN INTERNATIONAL GROUP, INC. 50,774 96,471 0.10%
54 BLACKROCK ADVISORS LLC 49,567 94,000 0.09%
55 Highlander Capital Management, LLC 45,000 86,000 0.09%
56 Sterling Capital Management LLC 43,431 83,000 0.08%
57 Virtu KCG Holdings LLC 41,751 79,000 0.08%
58 Nine Chapters Capital Management LLC 39,900 76,000 0.08%
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,000 67,000 0.07% Put
60 Horizon Kinetics LLC 32,333 61,000 0.06%
61 MANUFACTURERS LIFE INSURANCE COMPANY, THE 30,732 58,000 0.06%
62 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,300 56,000 0.06% Call
63 DIMENSIONAL FUND ADVISORS LP 28,060 53,000 0.05%
64 TWO SIGMA INVESTMENTS, LP 24,686 47,000 0.05%
65 WELLS FARGO & COMPANY/MN 24,638 46,000 0.05%
66 TUDOR INVESTMENT CORP ET AL 22,957 44,000 0.04%
67 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,610 39,000 0.04%
68 First Allied Advisory Services, Inc. 20,000 38,000 0.04%
69 UBS Group AG 17,446 33,000 0.03%
70 ProShare Advisors LLC 17,340 33,000 0.03%
71 Gerstein Fisher 16,000 30,000 0.03%
72 CITIGROUP INC 14,359 27,000 0.03%
73 GUGGENHEIM CAPITAL LLC 12,000 23,000 0.02%
74 BANK OF AMERICA CORP /DE/ 3,583 7,000 0.01%
75 BARCLAYS PLC 6,594 7,000 0.01%
76 ALLIANCEBERNSTEIN L.P. 3,200 6,000 0.01%
77 BlackRock Finance, Inc. 2,810 5,000 0.00%
78 MUFG Americas Holdings Corp 2,760 5,000 0.00%
79 ROYAL BANK OF CANADA 2,249 4,000 0.00%
80 BARCLAYS PLC 3,900 4,000 0.00% Put
81 BANK OF MONTREAL /CAN/ 1,349 3,000 0.00%
82 Raab & Moskowitz Asset Management LLC 1,500 3,000 0.00%
83 Corbenic Partners LLC 283 1,000 0.00%
84 NATIONAL PLANNING CORP 200 334 0.00%
85 Pinnacle Summer Investments, Inc. 0 0 0.00%
86 Creative Planning 214 0 0.00%
87 SYNOVUS FINANCIAL CORP 166 0 0.00%
88 B. Riley Wealth Advisors, Inc. 27 0 0.00%
89 US BANCORP \DE\ 16 0 0.00%
90 Gemmer Asset Management LLC 16 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.