Dark
Light
System
Security
ALPS ETF TRUST U S EQUITY HIGH VOLATILITY
ALPS ETF TRUST U S EQUITY HIGH VOLATILITY. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 23 Institutional holders with a total value of $11,396,870.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 106,173 2,469,000 21.66%
2 FIFTH THIRD BANCORP 72,588 1,688,000 14.81%
3 LPL Financial LLC 55,900 1,300,000 11.41%
4 Virtu KCG Holdings LLC 44,616 1,037,000 9.10%
5 VSR Financial Services, Inc. 41,597 967,000 8.48%
6 SIGNET FINANCIAL MANAGEMENT, LLC 25,411 591,000 5.19%
7 DEUTSCHE BANK AG\ 23,503 546,000 4.79%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,660 434,000 3.81%
9 STEPHENS INC /AR/ 18,676 434,000 3.81%
10 NATIXIS ADVISORS, LLC 15,116 351,000 3.08%
11 UBS Group AG 13,918 324,000 2.84%
12 Commonwealth Equity Services, Inc 13,613 317,000 2.78%
13 AMERIPRISE FINANCIAL INC 11,710 272,000 2.39%
14 JANE STREET GROUP, LLC 10,518 245,000 2.15%
15 Placemark Investments, Inc. 10,321 240,000 2.11%
16 Chicago Partners Investment Group LLC 3,900 91,000 0.80%
17 JFS WEALTH ADVISORS, LLC 1,556 36,000 0.32%
18 Winslow, Evans & Crocker, Inc. 1,156 26,870 0.24%
19 Burt Wealth Advisors 550 13,000 0.11%
20 ROYAL BANK OF CANADA 500 12,000 0.11%
21 CITIGROUP INC 100 2,000 0.02%
22 ENVESTNET ASSET MANAGEMENT INC 58 1,000 0.01%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.