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ALPS ETF TRUST U S EQUITY HIGH VOLATILITY
ALPS ETF TRUST U S EQUITY HIGH VOLATILITY. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 30 Institutional holders with a total value of $35,270,350.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNIPLAN INVESTMENT COUNSEL, INC. 666,643 15,412,000 43.70%
2 MANAGED ACCOUNT ADVISORS LLC 203,044 4,700,000 13.33%
3 BANK OF AMERICA CORP /DE/ 135,231 3,131,000 8.88%
4 LPL Financial LLC 73,559 1,687,000 4.78%
5 FIFTH THIRD BANCORP 69,647 1,612,000 4.57%
6 FINANCIAL ENHANCEMENT GROUP LLC 68,492 1,586,000 4.50%
7 JANE STREET GROUP, LLC 46,804 1,084,000 3.07%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,976 856,000 2.43%
9 VSR Financial Services, Inc. 35,537 823,000 2.33%
10 Commonwealth Equity Services, Inc 25,503 590,000 1.67%
11 SIGNET FINANCIAL MANAGEMENT, LLC 23,304 539,000 1.53%
12 AMERIPRISE FINANCIAL INC 22,416 519,000 1.47%
13 STEPHENS INC /AR/ 19,729 457,000 1.30%
14 Boyle Capital Management, L.L.C. 18,459 427,000 1.21%
15 ENVESTNET ASSET MANAGEMENT INC 16,284 377,000 1.07%
16 CFO4Life, L.P. 13,347 309,000 0.88%
17 UBS Group AG 12,466 289,000 0.82%
18 NATIXIS ADVISORS, LLC 12,037 279,000 0.79%
19 COLONY GROUP LLC 8,395 194,000 0.55%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,050 117,000 0.33%
21 Chicago Partners Investment Group LLC 3,900 90,000 0.26%
22 ROYAL BANK OF CANADA 3,344 77,000 0.22%
23 Regal Investment Advisors LLC 2,100 48,000 0.14%
24 AMERICAN INTERNATIONAL GROUP, INC. 1,219 28,220 0.08%
25 Winslow, Evans & Crocker, Inc. 654 15,130 0.04%
26 Burt Wealth Advisors 550 13,000 0.04%
27 GUPTA WEALTH MANAGEMENT LLC 380 9,000 0.03%
28 MORGAN STANLEY 70 2,000 0.01%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%
30 JFS WEALTH ADVISORS, LLC 12 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.