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ALPS ETF TRUST U S EQUITY HIGH VOLATILITY
ALPS ETF TRUST U S EQUITY HIGH VOLATILITY. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 32 Institutional holders with a total value of $27,040,853.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNIPLAN INVESTMENT COUNSEL, INC. 507,597 10,076,000 37.26%
2 BANK OF AMERICA CORP /DE/ 289,994 5,788,000 21.40%
3 LPL Financial LLC 134,098 2,677,000 9.90%
4 FINANCIAL ENHANCEMENT GROUP LLC 67,102 1,339,000 4.95%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 50,647 1,011,000 3.74%
6 RAYMOND JAMES & ASSOCIATES 44,057 879,000 3.25%
7 Commonwealth Equity Services, Inc 36,138 721,000 2.67%
8 Virtu KCG Holdings LLC 35,646 711,000 2.63%
9 JANE STREET GROUP, LLC 31,416 627,000 2.32%
10 SIGNET FINANCIAL MANAGEMENT, LLC 30,275 604,000 2.23%
11 FIFTH THIRD BANCORP 21,927 438,000 1.62%
12 J.P. Morgan Private Wealth Advisors LLC 20,954 418,000 1.55%
13 ENVESTNET ASSET MANAGEMENT INC 18,816 376,000 1.39%
14 STEPHENS INC /AR/ 12,758 255,000 0.94%
15 AMERIPRISE FINANCIAL INC 10,927 218,000 0.81%
16 VSR Financial Services, Inc. 10,041 200,000 0.74%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,850 137,000 0.51%
18 Carnick & Kubik, LLC 5,900 118,000 0.44%
19 UBS Group AG 4,673 93,000 0.34%
20 Cordasco Financial Network 4,500 90,000 0.33%
21 Chicago Partners Investment Group LLC 3,900 78,000 0.29%
22 JPMORGAN CHASE & CO 3,581 71,000 0.26%
23 Advisory Services Network, LLC 1,497 30,000 0.11%
24 WELLS FARGO & COMPANY/MN 914 18,000 0.07%
25 MORGAN STANLEY 800 16,000 0.06%
26 NEWFOUND RESEARCH LLC 726 14,000 0.05%
27 Winslow, Evans & Crocker, Inc. 694 13,853 0.05%
28 ROYAL BANK OF CANADA 613 12,000 0.04%
29 Burt Wealth Advisors 270 5,000 0.02%
30 US BANCORP \DE\ 190 4,000 0.01%
31 AMERICAN INTERNATIONAL GROUP, INC. 162 3,000 0.01%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.