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ALPS ETF TRUST U S EQUITY HIGH VOLATILITY
ALPS ETF TRUST U S EQUITY HIGH VOLATILITY. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 17 Institutional holders with a total value of $11,754,182.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 192,838 4,674,000 39.76%
2 FIFTH THIRD BANCORP 74,174 1,798,000 15.30%
3 LPL Financial LLC 46,296 1,115,000 9.49%
4 VSR Financial Services, Inc. 39,287 952,000 8.10%
5 Virtu KCG Holdings LLC 38,664 937,000 7.97%
6 DEUTSCHE BANK AG\ 24,393 591,000 5.03%
7 STEPHENS INC /AR/ 17,386 421,000 3.58%
8 NATIXIS ADVISORS, LLC 14,313 347,000 2.95%
9 UBS AG 12,632 306,000 2.60%
10 Commonwealth Equity Services, Inc 11,135 270,000 2.30%
11 Placemark Investments, Inc. 9,302 225,000 1.91%
12 JFS WEALTH ADVISORS, LLC 2,790 68,000 0.58%
13 Winslow, Evans & Crocker, Inc. 1,122 27,182 0.23%
14 AMERIPRISE FINANCIAL INC 638 15,000 0.13%
15 WFG Advisors, LP 256 6,000 0.05%
16 ENVESTNET ASSET MANAGEMENT INC 58 1,000 0.01%
17 MORGAN STANLEY 22 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.