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ALPS ETF TRUST U S EQUITY HIGH VOLATILITY
ALPS ETF TRUST U S EQUITY HIGH VOLATILITY. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 23 Institutional holders with a total value of $12,034,904.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 114,795 2,698,000 22.42%
2 FIFTH THIRD BANCORP 75,010 1,763,000 14.65%
3 MANAGED ACCOUNT ADVISORS LLC 73,147 1,719,000 14.28%
4 LPL Financial LLC 69,520 1,638,000 13.61%
5 VSR Financial Services, Inc. 38,498 905,000 7.52%
6 SIGNET FINANCIAL MANAGEMENT, LLC 22,348 525,000 4.36%
7 STEPHENS INC /AR/ 20,164 474,000 3.94%
8 Commonwealth Equity Services, Inc 18,516 435,000 3.61%
9 UBS Group AG 14,973 352,000 2.92%
10 ENVESTNET ASSET MANAGEMENT INC 14,010 329,000 2.73%
11 NATIXIS ADVISORS, LLC 12,938 304,000 2.53%
12 AMERIPRISE FINANCIAL INC 11,312 266,000 2.21%
13 JANE STREET GROUP, LLC 10,821 254,000 2.11%
14 CFO4Life, L.P. 9,312 219,000 1.82%
15 Chicago Partners Investment Group LLC 3,942 92,000 0.76%
16 BANK OF MONTREAL /CAN/ 784 18,000 0.15%
17 Winslow, Evans & Crocker, Inc. 636 14,904 0.12%
18 Burt Wealth Advisors 550 12,000 0.10%
19 GUPTA WEALTH MANAGEMENT LLC 380 9,000 0.07%
20 BESSEMER GROUP INC 270 6,000 0.05%
21 MORGAN STANLEY 70 2,000 0.02%
22 JFS WEALTH ADVISORS, LLC 12 0 0.00%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.