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ALPS ETF TRUST U S EQUITY HIGH VOLATILITY
ALPS ETF TRUST U S EQUITY HIGH VOLATILITY. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 25 Institutional holders with a total value of $13,140,930.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 279,383 5,438,000 41.38%
2 FINANCIAL ENHANCEMENT GROUP LLC 71,648 1,395,000 10.62%
3 Virtu KCG Holdings LLC 68,331 1,330,000 10.12%
4 LPL Financial LLC 50,647 984,000 7.49%
5 SIGNET FINANCIAL MANAGEMENT, LLC 39,151 762,000 5.80%
6 Commonwealth Equity Services, Inc 36,893 718,000 5.46%
7 RAYMOND JAMES & ASSOCIATES 35,489 691,000 5.26%
8 JANE STREET GROUP, LLC 27,878 543,000 4.13%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,003 253,000 1.93%
10 VSR Financial Services, Inc. 11,541 225,000 1.71%
11 JPMORGAN CHASE & CO 9,294 181,000 1.38%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,850 133,000 1.01%
13 Advisory Services Network, LLC 6,620 129,000 0.98%
14 UBS Group AG 6,611 128,000 0.97%
15 Cordasco Financial Network 4,500 88,000 0.67%
16 Chicago Partners Investment Group LLC 3,900 76,000 0.58%
17 Winslow, Evans & Crocker, Inc. 716 13,930 0.11%
18 MORGAN STANLEY 675 13,000 0.10%
19 ROYAL BANK OF CANADA 613 12,000 0.09%
20 NEWFOUND RESEARCH LLC 529 10,000 0.08%
21 ADVISOR GROUP, INC. 265 5,000 0.04%
22 Burt Wealth Advisors 270 5,000 0.04%
23 Argentus Capital Management, LLC 208 4,000 0.03%
24 WELLS FARGO & COMPANY/MN 218 4,000 0.03%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.