| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Horizon Kinetics LLC | 426,701 | 10,092,000 | 13.90% | ||
| 2 | MORGAN STANLEY | 415,560 | 9,828,000 | 13.54% | ||
| 3 | UBS AG | 303,525 | 7,178,000 | 9.89% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 293,436 | 6,940,000 | 9.56% | ||
| 5 | BB&T SECURITIES, LLC | 26,067 | 6,164,000 | 8.49% | ||
| 6 | HighTower Advisors, LLC | 128,424 | 3,037,000 | 4.18% | ||
| 7 | WELLS FARGO & COMPANY/MN | 125,222 | 2,961,000 | 4.08% | ||
| 8 | Apriem Advisors | 124,231 | 2,938,000 | 4.05% | ||
| 9 | Van Hulzen Asset Management, LLC | 86,900 | 2,055,000 | 2.83% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 85,766 | 2,028,000 | 2.79% | ||
| 11 | NATIONAL PLANNING CORP | 79,719 | 1,885,000 | 2.60% | ||
| 12 | Invesco Ltd. | 62,903 | 1,488,000 | 2.05% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 55,514 | 1,313,000 | 1.81% | ||
| 14 | SUMMIT CAPITAL MANAGEMENT LLC | 55,470 | 1,312,000 | 1.81% | ||
| 15 | FIRST FOUNDATION ADVISORS | 47,367 | 1,120,000 | 1.54% | ||
| 16 | Homrich & Berg | 45,990 | 1,088,000 | 1.50% | ||
| 17 | DEUTSCHE BANK AG\ | 45,515 | 1,076,000 | 1.48% | ||
| 18 | Cetera Advisor Networks LLC | 42,340 | 1,000,000 | 1.38% | ||
| 19 | WEDBUSH SECURITIES INC | 36,331 | 859,000 | 1.18% | ||
| 20 | CABOT WEALTH MANAGEMENT INC | 32,895 | 778,000 | 1.07% | ||
| 21 | ArchPoint Investors | 32,720 | 774,000 | 1.07% | ||
| 22 | ROYAL BANK OF CANADA | 31,382 | 742,000 | 1.02% | ||
| 23 | LPL Financial LLC | 25,379 | 600,000 | 0.83% | ||
| 24 | BANK OF MONTREAL /CAN/ | 21,315 | 504,000 | 0.69% | ||
| 25 | Private Advisor Group, LLC | 19,260 | 455,000 | 0.63% | ||
| 26 | SIT INVESTMENT ASSOCIATES INC | 18,600 | 440,000 | 0.61% | ||
| 27 | STIFEL FINANCIAL CORP | 16,915 | 400,000 | 0.55% | ||
| 28 | USCA RIA LLC | 15,713 | 372,000 | 0.51% | ||
| 29 | Joel Isaacson & Co., LLC | 14,917 | 353,000 | 0.49% | ||
| 30 | Cambridge Investment Research Advisors, Inc. | 14,894 | 352,000 | 0.48% | ||
| 31 | Cetera Advisors LLC | 14,220 | 337,000 | 0.46% | ||
| 32 | Commonwealth Equity Services, Inc | 12,223 | 289,000 | 0.40% | ||
| 33 | Virtu KCG Holdings LLC | 11,955 | 283,000 | 0.39% | ||
| 34 | Brown Advisory Securities, LLC | 10,500 | 248,000 | 0.34% | ||
| 35 | BARCLAYS PLC | 10,451 | 241,000 | 0.33% | ||
| 36 | Alpha Cubed Investments, LLC | 9,822 | 232,000 | 0.32% | ||
| 37 | KMS FINANCIAL SERVICES, INC | 9,576 | 226,000 | 0.31% | ||
| 38 | US BANCORP \DE\ | 9,541 | 225,000 | 0.31% | ||
| 39 | Focused Wealth Management, Inc | 4,706 | 111,000 | 0.15% | ||
| 40 | B. Riley Wealth Management, Inc. | 2,136 | 50,000 | 0.07% | ||
| 41 | FIFTH THIRD BANCORP | 2,000 | 47,000 | 0.06% | ||
| 42 | Pinnacle Summer Investments, Inc. | 2,000 | 46,000 | 0.06% | ||
| 43 | MSI Financial Services Inc | 1,740 | 41,000 | 0.06% | ||
| 44 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 24,000 | 0.03% | ||
| 45 | MACROVIEW INVESTMENT MANAGEMENT LLC | 575 | 14,000 | 0.02% | ||
| 46 | Blume Capital Management, Inc. | 558 | 13,000 | 0.02% | ||
| 47 | Winslow, Evans & Crocker, Inc. | 500 | 11,825 | 0.02% | ||
| 48 | PINNACLE FINANCIAL PARTNERS INC | 378 | 9,000 | 0.01% | ||
| 49 | B. Riley Wealth Advisors, Inc. | 366 | 8,662 | 0.01% | ||
| 50 | CITIGROUP INC | 250 | 6,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
