| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Horizon Kinetics LLC | 517,081 | 12,865,000 | 15.61% | ||
| 2 | UBS Group AG | 349,988 | 8,708,000 | 10.57% | ||
| 3 | MORGAN STANLEY | 280,973 | 6,991,000 | 8.48% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 254,639 | 6,335,000 | 7.69% | ||
| 5 | FIRST FOUNDATION ADVISORS | 179,833 | 4,474,000 | 5.43% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 178,169 | 4,432,000 | 5.38% | ||
| 7 | Apriem Advisors | 171,131 | 4,258,000 | 5.17% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 152,957 | 3,806,000 | 4.62% | ||
| 9 | LPL Financial LLC | 124,373 | 3,102,000 | 3.76% | ||
| 10 | SIT INVESTMENT ASSOCIATES INC | 122,298 | 3,043,000 | 3.69% | ||
| 11 | HighTower Advisors, LLC | 110,356 | 2,748,000 | 3.33% | ||
| 12 | Commonwealth Equity Services, Inc | 89,281 | 2,221,000 | 2.70% | ||
| 13 | WELLS FARGO & COMPANY/MN | 75,146 | 1,870,000 | 2.27% | ||
| 14 | Invesco Ltd. | 72,285 | 1,798,000 | 2.18% | ||
| 15 | Cetera Advisor Networks LLC | 70,211 | 1,748,000 | 2.12% | ||
| 16 | Homrich & Berg | 44,138 | 1,098,000 | 1.33% | ||
| 17 | ROYAL BANK OF CANADA | 42,151 | 1,049,000 | 1.27% | ||
| 18 | ALETHEA CAPITAL MANAGEMENT, LLC | 38,992 | 970,000 | 1.18% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 37,683 | 938,000 | 1.14% | ||
| 20 | NATIONAL PLANNING CORP | 33,142 | 838,000 | 1.02% | ||
| 21 | BANK OF MONTREAL /CAN/ | 28,435 | 707,000 | 0.86% | ||
| 22 | Private Advisor Group, LLC | 24,233 | 603,000 | 0.73% | ||
| 23 | CABOT WEALTH MANAGEMENT INC | 23,955 | 596,000 | 0.72% | ||
| 24 | Bank of New York Mellon Corp | 23,376 | 582,000 | 0.71% | ||
| 25 | SeaBridge Investment Advisors LLC | 22,150 | 551,000 | 0.67% | ||
| 26 | Focused Wealth Management, Inc | 19,032 | 474,000 | 0.58% | ||
| 27 | DEUTSCHE BANK AG\ | 18,190 | 452,000 | 0.55% | ||
| 28 | Joel Isaacson & Co., LLC | 17,917 | 446,000 | 0.54% | ||
| 29 | ENVESTNET ASSET MANAGEMENT INC | 17,281 | 430,000 | 0.52% | ||
| 30 | WHITTIER TRUST CO | 15,942 | 396,000 | 0.48% | ||
| 31 | BAIRD FINANCIAL GROUP, INC. | 15,094 | 376,000 | 0.46% | ||
| 32 | BB&T SECURITIES, LLC | 14,469 | 359,000 | 0.44% | ||
| 33 | SCOTIA CAPITAL INC. | 14,143 | 352,000 | 0.43% | ||
| 34 | WEDBUSH SECURITIES INC | 13,487 | 336,000 | 0.41% | ||
| 35 | Essex Financial Services, Inc. | 12,000 | 299,000 | 0.36% | ||
| 36 | Brown Advisory Securities, LLC | 11,700 | 290,000 | 0.35% | ||
| 37 | Cambridge Investment Research Advisors, Inc. | 11,543 | 287,000 | 0.35% | ||
| 38 | CIBC WORLD MARKET INC. | 11,388 | 283,000 | 0.34% | ||
| 39 | JNBA Financial Advisors | 11,338 | 282,000 | 0.34% | ||
| 40 | CREDIT SUISSE AG/ | 9,387 | 234,000 | 0.28% | ||
| 41 | VSR Financial Services, Inc. | 9,016 | 224,000 | 0.27% | ||
| 42 | Janney Montgomery Scott LLC | 8,150 | 203,000 | 0.25% | ||
| 43 | MSI Financial Services Inc | 6,115 | 152,000 | 0.18% | ||
| 44 | WHITTIER TRUST CO OF NEVADA INC | 3,030 | 75,000 | 0.09% | ||
| 45 | CITIGROUP INC | 1,356 | 34,000 | 0.04% | ||
| 46 | D.A. DAVIDSON & CO. | 1,059 | 26,000 | 0.03% | ||
| 47 | DUBUQUE BANK & TRUST CO | 547 | 14,000 | 0.02% | ||
| 48 | Ironwood Financial, llc | 500 | 12,000 | 0.01% | ||
| 49 | BENJAMIN F. EDWARDS & COMPANY, INC. | 450 | 11,000 | 0.01% | ||
| 50 | PINNACLE FINANCIAL PARTNERS INC | 378 | 9,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
