| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Horizon Kinetics LLC | 532,544 | 13,233,000 | 15.85% | ||
| 2 | UBS Group AG | 315,992 | 7,852,000 | 9.40% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 313,109 | 7,780,000 | 9.32% | ||
| 4 | MORGAN STANLEY | 278,039 | 6,909,000 | 8.27% | ||
| 5 | LPL Financial LLC | 267,205 | 6,669,000 | 7.99% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 210,814 | 5,239,000 | 6.27% | ||
| 7 | BB&T SECURITIES, LLC | 13,569 | 3,371,000 | 4.04% | ||
| 8 | HighTower Advisors, LLC | 117,124 | 2,911,000 | 3.49% | ||
| 9 | DEUTSCHE BANK AG\ | 99,630 | 2,475,000 | 2.96% | ||
| 10 | Apriem Advisors | 97,881 | 2,432,000 | 2.91% | ||
| 11 | Invesco Ltd. | 70,162 | 1,744,000 | 2.09% | ||
| 12 | WELLS FARGO & COMPANY/MN | 67,669 | 1,682,000 | 2.01% | ||
| 13 | DOLIVER ADVISORS, LP | 67,104 | 1,668,000 | 2.00% | ||
| 14 | FIRST FOUNDATION ADVISORS | 65,482 | 1,627,000 | 1.95% | ||
| 15 | Cetera Advisor Networks LLC | 64,745 | 1,612,000 | 1.93% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 61,729 | 1,534,000 | 1.84% | ||
| 17 | Homrich & Berg | 58,187 | 1,446,000 | 1.73% | ||
| 18 | ALETHEA CAPITAL MANAGEMENT, LLC | 41,875 | 1,041,000 | 1.25% | ||
| 19 | NATIONAL PLANNING CORP | 33,792 | 840,000 | 1.01% | ||
| 20 | CABOT WEALTH MANAGEMENT INC | 31,395 | 780,000 | 0.93% | ||
| 21 | ROYAL BANK OF CANADA | 28,152 | 699,000 | 0.84% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 28,026 | 696,000 | 0.83% | ||
| 23 | BANK OF MONTREAL /CAN/ | 26,770 | 665,000 | 0.80% | ||
| 24 | SeaBridge Investment Advisors LLC | 26,780 | 665,000 | 0.80% | ||
| 25 | WEDBUSH SECURITIES INC | 23,716 | 589,000 | 0.71% | ||
| 26 | Bank of New York Mellon Corp | 23,375 | 581,000 | 0.70% | ||
| 27 | Private Advisor Group, LLC | 22,863 | 568,000 | 0.68% | ||
| 28 | Commonwealth Equity Services, Inc | 21,528 | 535,000 | 0.64% | ||
| 29 | NINE MASTS CAPITAL Ltd | 20,000 | 497,000 | 0.60% | ||
| 30 | Focused Wealth Management, Inc | 19,032 | 473,000 | 0.57% | ||
| 31 | ArchPoint Investors | 18,320 | 455,000 | 0.54% | ||
| 32 | CIBC WORLD MARKET INC. | 18,287 | 454,000 | 0.54% | ||
| 33 | LBA Wealth Management, LLC | 18,025 | 448,000 | 0.54% | ||
| 34 | Joel Isaacson & Co., LLC | 16,917 | 420,000 | 0.50% | ||
| 35 | Essex Financial Services, Inc. | 15,500 | 386,000 | 0.46% | ||
| 36 | TFS CAPITAL LLC | 14,972 | 372,000 | 0.45% | ||
| 37 | Cambridge Investment Research Advisors, Inc. | 14,237 | 354,000 | 0.42% | ||
| 38 | Brown Advisory Securities, LLC | 12,700 | 315,000 | 0.38% | ||
| 39 | ENVESTNET ASSET MANAGEMENT INC | 9,752 | 242,000 | 0.29% | ||
| 40 | VSR Financial Services, Inc. | 9,016 | 224,000 | 0.27% | ||
| 41 | US BANCORP \DE\ | 8,936 | 222,000 | 0.27% | ||
| 42 | CREDIT SUISSE AG/ | 8,650 | 215,000 | 0.26% | ||
| 43 | CARL DOMINO INC | 7,975 | 198,000 | 0.24% | ||
| 44 | WHITTIER TRUST CO OF NEVADA INC | 3,030 | 75,000 | 0.09% | ||
| 45 | B. Riley Wealth Management, Inc. | 2,955 | 73,000 | 0.09% | ||
| 46 | MSI Financial Services Inc | 2,590 | 64,000 | 0.08% | ||
| 47 | FIFTH THIRD BANCORP | 2,000 | 50,000 | 0.06% | ||
| 48 | SIT INVESTMENT ASSOCIATES INC | 1,100 | 27,000 | 0.03% | ||
| 49 | WHITTIER TRUST CO | 942 | 23,000 | 0.03% | ||
| 50 | Ironwood Financial, llc | 500 | 12,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
