| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Horizon Kinetics LLC | 502,727 | 12,725,000 | 14.21% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 467,645 | 11,836,000 | 13.22% | ||
| 3 | UBS Group AG | 419,603 | 10,620,000 | 11.86% | ||
| 4 | LPL Financial LLC | 366,604 | 9,345,000 | 10.44% | ||
| 5 | MORGAN STANLEY | 241,159 | 6,104,000 | 6.82% | ||
| 6 | Apriem Advisors | 174,422 | 4,415,000 | 4.93% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 124,289 | 3,146,000 | 3.51% | ||
| 8 | FIRST FOUNDATION ADVISORS | 108,777 | 2,753,000 | 3.07% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 106,996 | 2,708,000 | 3.02% | ||
| 10 | HighTower Advisors, LLC | 99,759 | 2,523,000 | 2.82% | ||
| 11 | Commonwealth Equity Services, Inc | 92,354 | 2,337,000 | 2.61% | ||
| 12 | Cetera Advisor Networks LLC | 82,182 | 2,082,000 | 2.33% | ||
| 13 | Invesco Ltd. | 74,203 | 1,878,000 | 2.10% | ||
| 14 | WELLS FARGO & COMPANY/MN | 70,900 | 1,794,000 | 2.00% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 57,792 | 1,463,000 | 1.63% | ||
| 16 | Private Advisor Group, LLC | 39,945 | 1,011,000 | 1.13% | ||
| 17 | ALETHEA CAPITAL MANAGEMENT, LLC | 38,703 | 980,000 | 1.09% | ||
| 18 | NATIONAL PLANNING CORP | 33,877 | 879,000 | 0.98% | ||
| 19 | Homrich & Berg | 31,640 | 801,000 | 0.89% | ||
| 20 | BANK OF MONTREAL /CAN/ | 29,235 | 740,000 | 0.83% | ||
| 21 | Bank of New York Mellon Corp | 23,791 | 603,000 | 0.67% | ||
| 22 | SeaBridge Investment Advisors LLC | 21,480 | 544,000 | 0.61% | ||
| 23 | Focused Wealth Management, Inc | 19,032 | 482,000 | 0.54% | ||
| 24 | Joel Isaacson & Co., LLC | 18,917 | 479,000 | 0.53% | ||
| 25 | ENVESTNET ASSET MANAGEMENT INC | 17,737 | 449,000 | 0.50% | ||
| 26 | ROYAL BANK OF CANADA | 16,086 | 407,000 | 0.45% | ||
| 27 | WHITTIER TRUST CO | 16,049 | 406,000 | 0.45% | ||
| 28 | BB&T SECURITIES, LLC | 15,900 | 402,000 | 0.45% | ||
| 29 | CABOT WEALTH MANAGEMENT INC | 14,675 | 371,000 | 0.41% | ||
| 30 | WEDBUSH SECURITIES INC | 14,408 | 365,000 | 0.41% | ||
| 31 | Cambridge Investment Research Advisors, Inc. | 14,083 | 356,000 | 0.40% | ||
| 32 | SCOTIA CAPITAL INC. | 14,143 | 352,000 | 0.39% | ||
| 33 | JNBA Financial Advisors | 13,337 | 338,000 | 0.38% | ||
| 34 | HIGHLAND PRIVATE WEALTH MANAGEMENT | 12,618 | 319,000 | 0.36% | ||
| 35 | Belmont Global Advisors, Inc. | 12,500 | 316,000 | 0.35% | ||
| 36 | HOLLENCREST CAPITAL MANAGEMENT | 12,478 | 316,000 | 0.35% | ||
| 37 | Advisory Services Network, LLC | 12,050 | 305,000 | 0.34% | ||
| 38 | Essex Financial Services, Inc. | 12,000 | 304,000 | 0.34% | ||
| 39 | Brown Advisory Securities, LLC | 11,700 | 298,000 | 0.33% | ||
| 40 | DEUTSCHE BANK AG\ | 11,200 | 283,000 | 0.32% | ||
| 41 | Raymond James Financial Services Advisors, Inc. | 11,094 | 281,000 | 0.31% | ||
| 42 | LAUREL WEALTH ADVISORS, INC. | 9,729 | 246,000 | 0.27% | ||
| 43 | VSR Financial Services, Inc. | 9,016 | 228,000 | 0.25% | ||
| 44 | CREDIT SUISSE AG/ | 8,987 | 227,000 | 0.25% | ||
| 45 | MSI Financial Services Inc | 6,886 | 174,000 | 0.19% | ||
| 46 | ArchPoint Investors | 6,120 | 155,000 | 0.17% | ||
| 47 | Van Hulzen Asset Management, LLC | 5,400 | 137,000 | 0.15% | ||
| 48 | WHITTIER TRUST CO OF NEVADA INC | 3,051 | 77,000 | 0.09% | ||
| 49 | CITIGROUP INC | 1,456 | 37,000 | 0.04% | ||
| 50 | IFP ADVISORS, INC | 1,200 | 30,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
