| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Horizon Kinetics LLC | 418,588 | 11,210,000 | 12.75% | ||
| 2 | UBS Group AG | 417,489 | 11,181,000 | 12.71% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 357,610 | 9,577,000 | 10.89% | ||
| 4 | MORGAN STANLEY | 343,174 | 9,190,000 | 10.45% | ||
| 5 | LPL Financial LLC | 206,044 | 5,501,000 | 6.25% | ||
| 6 | WEALTHSOURCE PARTNERS, LLC | 131,333 | 3,517,000 | 4.00% | ||
| 7 | Apriem Advisors | 107,760 | 2,886,000 | 3.28% | ||
| 8 | WELLS FARGO & COMPANY/MN | 100,870 | 2,701,000 | 3.07% | ||
| 9 | HighTower Advisors, LLC | 92,759 | 2,485,000 | 2.83% | ||
| 10 | Cetera Advisor Networks LLC | 90,141 | 2,410,000 | 2.74% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 82,557 | 2,211,000 | 2.51% | ||
| 12 | Commonwealth Equity Services, Inc | 75,113 | 2,012,000 | 2.29% | ||
| 13 | Invesco Ltd. | 69,667 | 1,866,000 | 2.12% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 59,254 | 1,587,000 | 1.80% | ||
| 15 | NATIONAL PLANNING CORP | 43,341 | 1,185,000 | 1.35% | ||
| 16 | CIBC WORLD MARKET INC. | 41,905 | 1,122,000 | 1.28% | ||
| 17 | BANK OF MONTREAL /CAN/ | 36,909 | 988,000 | 1.12% | ||
| 18 | AMERIPRISE FINANCIAL INC | 36,941 | 981,000 | 1.12% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 35,024 | 938,000 | 1.07% | ||
| 20 | FIRST FOUNDATION ADVISORS | 34,145 | 914,000 | 1.04% | ||
| 21 | SII INVESTMENTS INC/WI | 33,053 | 888,000 | 1.01% | ||
| 22 | Advisory Services Network, LLC | 33,100 | 886,000 | 1.01% | ||
| 23 | ALETHEA CAPITAL MANAGEMENT, LLC | 30,201 | 809,000 | 0.92% | ||
| 24 | Joel Isaacson & Co., LLC | 25,917 | 694,000 | 0.79% | ||
| 25 | Bank of New York Mellon Corp | 23,376 | 626,000 | 0.71% | ||
| 26 | Laurion Capital Management LP | 21,534 | 577,000 | 0.66% | ||
| 27 | Cambridge Investment Research Advisors, Inc. | 20,797 | 557,000 | 0.63% | ||
| 28 | Partnervest Advisory Services LLC | 20,207 | 541,000 | 0.62% | ||
| 29 | Creative Planning | 18,708 | 501,000 | 0.57% | ||
| 30 | ENVESTNET ASSET MANAGEMENT INC | 17,797 | 477,000 | 0.54% | ||
| 31 | Focused Wealth Management, Inc | 17,602 | 471,000 | 0.54% | ||
| 32 | WHITTIER TRUST CO | 16,049 | 430,000 | 0.49% | ||
| 33 | Sigma Planning Corp | 15,820 | 424,000 | 0.48% | ||
| 34 | Van Hulzen Asset Management, LLC | 15,700 | 420,000 | 0.48% | ||
| 35 | Private Advisor Group, LLC | 15,103 | 403,000 | 0.46% | ||
| 36 | Essex Financial Services, Inc. | 21,900 | 402,000 | 0.46% | ||
| 37 | Atria Investments, Inc | 14,626 | 390,000 | 0.44% | ||
| 38 | Homrich & Berg | 13,752 | 368,000 | 0.42% | ||
| 39 | WEDBUSH SECURITIES INC | 13,485 | 361,000 | 0.41% | ||
| 40 | HOLLENCREST CAPITAL MANAGEMENT | 12,478 | 334,000 | 0.38% | ||
| 41 | Raymond James Financial Services Advisors, Inc. | 12,116 | 324,000 | 0.37% | ||
| 42 | ROYAL BANK OF CANADA | 12,068 | 323,000 | 0.37% | ||
| 43 | Brown Advisory Securities, LLC | 11,700 | 313,000 | 0.36% | ||
| 44 | SCOTIA CAPITAL INC. | 10,949 | 293,000 | 0.33% | ||
| 45 | LAUREL WEALTH ADVISORS, INC. | 9,910 | 265,000 | 0.30% | ||
| 46 | VSR Financial Services, Inc. | 9,821 | 263,000 | 0.30% | ||
| 47 | Virtu KCG Holdings LLC | 8,080 | 216,000 | 0.25% | ||
| 48 | DEUTSCHE BANK AG\ | 7,200 | 192,000 | 0.22% | ||
| 49 | MSI Financial Services Inc | 5,849 | 157,000 | 0.18% | ||
| 50 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 5,342 | 143,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
