| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 286,222 | 4,654,000 | 20.61% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 244,068 | 3,969,000 | 17.58% | ||
| 3 | CREDIT SUISSE AG/ | 136,601 | 2,221,000 | 9.84% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 131,919 | 2,145,000 | 9.50% | ||
| 5 | COHEN & STEERS, INC. | 98,535 | 1,602,000 | 7.10% | ||
| 6 | LPL Financial LLC | 89,588 | 1,457,000 | 6.45% | ||
| 7 | MORGAN STANLEY | 80,796 | 1,314,000 | 5.82% | ||
| 8 | WELLS FARGO & COMPANY/MN | 52,541 | 855,000 | 3.79% | ||
| 9 | DOLIVER ADVISORS, LP | 46,152 | 750,000 | 3.32% | ||
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 32,226 | 523,000 | 2.32% | PRN | |
| 11 | DRW Securities, LLC | 31,600 | 514,000 | 2.28% | ||
| 12 | OPTIMUM INVESTMENT ADVISORS | 28,099 | 456,000 | 2.02% | ||
| 13 | FIRST TRUST ADVISORS LP | 24,125 | 392,000 | 1.74% | ||
| 14 | WOLVERINE ASSET MANAGEMENT LLC | 22,027 | 358,000 | 1.59% | ||
| 15 | TFS CAPITAL LLC | 20,451 | 333,000 | 1.47% | ||
| 16 | Janney Montgomery Scott LLC | 17,950 | 291,867 | 1.29% | ||
| 17 | STIFEL FINANCIAL CORP | 17,847 | 290,000 | 1.28% | ||
| 18 | BENJAMIN F. EDWARDS & COMPANY, INC. | 12,400 | 202,000 | 0.89% | ||
| 19 | BARCLAYS PLC | 8,750 | 140,000 | 0.62% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 3,100 | 50,406 | 0.22% | ||
| 21 | ROYAL BANK OF CANADA | 2,975 | 48,000 | 0.21% | ||
| 22 | CITIGROUP INC | 500 | 8,000 | 0.04% | ||
| 23 | Ground Swell Capital, LLC | 300 | 5,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
