| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 397,863 | 4,739,000 | 23.90% | ||
| 2 | UBS Group AG | 328,903 | 3,918,000 | 19.76% | ||
| 3 | CREDIT SUISSE AG/ | 226,080 | 2,693,000 | 13.58% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 153,449 | 1,828,000 | 9.22% | ||
| 5 | Weiss Asset Management LP | 111,902 | 1,333,000 | 6.72% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 90,881 | 1,082,000 | 5.46% | ||
| 7 | MORGAN STANLEY | 59,570 | 710,000 | 3.58% | ||
| 8 | DOLIVER ADVISORS, LP | 56,365 | 671,000 | 3.38% | ||
| 9 | CITIGROUP INC | 44,985 | 536,000 | 2.70% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 43,969 | 523,000 | 2.64% | ||
| 11 | LPL Financial LLC | 42,660 | 504,000 | 2.54% | ||
| 12 | WELLS FARGO & COMPANY/MN | 40,777 | 486,000 | 2.45% | ||
| 13 | Yakira Capital Management, Inc. | 26,165 | 312,000 | 1.57% | SH | |
| 14 | B. Riley Wealth Advisors, Inc. | 19,408 | 232,000 | 1.17% | ||
| 15 | BENJAMIN F. EDWARDS & COMPANY, INC. | 8,650 | 103,000 | 0.52% | ||
| 16 | BNP PARIBAS FINANCIAL MARKETS | 8,092 | 96,376 | 0.49% | ||
| 17 | ROYAL BANK OF CANADA | 2,740 | 33,000 | 0.17% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,350 | 16,000 | 0.08% | ||
| 19 | MSI Financial Services Inc | 550 | 7,000 | 0.04% | ||
| 20 | Tower Research Capital LLC (TRC) | 253 | 3,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
