| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 621,807 | 5,640,000 | 23.66% | ||
| 2 | CREDIT SUISSE AG/ | 559,249 | 5,072,000 | 21.28% | ||
| 3 | UBS Group AG | 385,667 | 3,498,000 | 14.67% | ||
| 4 | OPERA TRADING CAPITAL | 306,848 | 2,780,000 | 11.66% | ||
| 5 | Weiss Asset Management LP | 218,964 | 1,984,000 | 8.32% | ||
| 6 | CITIGROUP INC | 114,577 | 1,038,000 | 4.35% | ||
| 7 | Yakira Capital Management, Inc. | 103,604 | 940,000 | 3.94% | SH | |
| 8 | CSS LLC/IL | 68,041 | 617,000 | 2.59% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 53,400 | 484,000 | 2.03% | ||
| 10 | DOLIVER ADVISORS, LP | 44,324 | 402,000 | 1.69% | ||
| 11 | WELLS FARGO & COMPANY/MN | 43,434 | 394,000 | 1.65% | ||
| 12 | BNP PARIBAS FINANCIAL MARKETS | 33,416 | 303,083 | 1.27% | ||
| 13 | MORGAN STANLEY | 30,607 | 278,000 | 1.17% | ||
| 14 | OPTIMUM INVESTMENT ADVISORS | 18,902 | 171,000 | 0.72% | ||
| 15 | LPL Financial LLC | 16,597 | 152,000 | 0.64% | ||
| 16 | ROYAL BANK OF CANADA | 5,100 | 46,000 | 0.19% | ||
| 17 | ADVISOR GROUP, INC. | 1,680 | 16,000 | 0.07% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,560 | 14,000 | 0.06% | ||
| 19 | BENJAMIN F. EDWARDS & COMPANY, INC. | 885 | 8,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
