| 1 |
UBS Group AG |
309,022 |
3,677,000 |
19.56% |
|
|
| 2 |
Bulldog Investors, LLP |
234,208 |
2,787,000 |
14.83% |
|
|
| 3 |
CREDIT SUISSE AG/ |
226,080 |
2,690,000 |
14.31% |
|
|
| 4 |
BANK OF AMERICA CORP /DE/ |
161,277 |
1,919,000 |
10.21% |
|
|
| 5 |
BNP PARIBAS FINANCIAL MARKETS |
130,361 |
1,551,296 |
8.25% |
|
|
| 6 |
GEODE CAPITAL MANAGEMENT, LLC |
94,287 |
1,115,000 |
5.93% |
|
PRN |
| 7 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
90,881 |
1,081,000 |
5.75% |
|
|
| 8 |
DOLIVER ADVISORS, LP |
51,884 |
617,000 |
3.28% |
|
|
| 9 |
MORGAN STANLEY |
49,370 |
587,000 |
3.12% |
|
|
| 10 |
WOLVERINE ASSET MANAGEMENT LLC |
46,854 |
557,000 |
2.96% |
|
|
| 11 |
LPL Financial LLC |
44,544 |
529,000 |
2.81% |
|
|
| 12 |
CITIGROUP INC |
38,950 |
460,000 |
2.45% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
36,607 |
436,000 |
2.32% |
|
|
| 14 |
Weiss Asset Management LP |
34,503 |
408,000 |
2.17% |
|
|
| 15 |
OPTIMUM INVESTMENT ADVISORS |
18,902 |
225,000 |
1.20% |
|
|
| 16 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
7,350 |
87,000 |
0.46% |
|
|
| 17 |
ROYAL BANK OF CANADA |
2,670 |
32,000 |
0.17% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,450 |
17,000 |
0.09% |
|
|
| 19 |
Focused Wealth Management, Inc |
926 |
11,000 |
0.06% |
|
|
| 20 |
MSI Financial Services Inc |
550 |
7,000 |
0.04% |
|
|
| 21 |
Tower Research Capital LLC (TRC) |
292 |
3,000 |
0.02% |
|
|
| 22 |
MANAGED ACCOUNT ADVISORS LLC |
2 |
0 |
0.00% |
|
|
