| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 621,807 | 5,506,000 | 22.08% | ||
| 2 | CREDIT SUISSE AG/ | 459,249 | 4,092,000 | 16.41% | ||
| 3 | UBS Group AG | 380,973 | 3,394,000 | 13.61% | ||
| 4 | OPERA TRADING CAPITAL | 365,405 | 3,255,000 | 13.05% | ||
| 5 | Weiss Asset Management LP | 309,821 | 2,761,000 | 11.07% | ||
| 6 | CITIGROUP INC | 177,253 | 1,579,000 | 6.33% | ||
| 7 | Yakira Capital Management, Inc. | 138,390 | 1,233,000 | 4.94% | SH | |
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 68,040 | 606,000 | 2.43% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 61,589 | 549,000 | 2.20% | ||
| 10 | DOLIVER ADVISORS, LP | 52,725 | 470,000 | 1.88% | ||
| 11 | MORGAN STANLEY | 36,301 | 324,000 | 1.30% | ||
| 12 | WELLS FARGO & COMPANY/MN | 35,431 | 316,000 | 1.27% | ||
| 13 | LPL Financial LLC | 33,194 | 286,000 | 1.15% | ||
| 14 | BNP PARIBAS FINANCIAL MARKETS | 24,926 | 222,091 | 0.89% | ||
| 15 | OPTIMUM INVESTMENT ADVISORS | 18,902 | 168,000 | 0.67% | ||
| 16 | MARINER INVESTMENT GROUP LLC | 17,381 | 155,000 | 0.62% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,350 | 12,000 | 0.05% | ||
| 18 | ROYAL BANK OF CANADA | 1,130 | 10,000 | 0.04% | ||
| 19 | BENJAMIN F. EDWARDS & COMPANY, INC. | 200 | 2,000 | 0.01% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 80 | 1,000 | 0.00% | ||
| 21 | Tower Research Capital LLC (TRC) | 63 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
