| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 476,214 | 4,295,000 | 19.73% | ||
| 2 | Weiss Asset Management LP | 370,716 | 3,344,000 | 15.36% | ||
| 3 | CREDIT SUISSE AG/ | 359,249 | 3,240,000 | 14.89% | ||
| 4 | OPERA TRADING CAPITAL | 273,327 | 2,465,000 | 11.33% | ||
| 5 | UBS Group AG | 220,601 | 1,989,000 | 9.14% | ||
| 6 | CITIGROUP INC | 168,686 | 1,521,000 | 6.99% | ||
| 7 | Yakira Capital Management, Inc. | 138,390 | 1,248,000 | 5.73% | SH | |
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 68,040 | 614,000 | 2.82% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 63,214 | 570,000 | 2.62% | ||
| 10 | DOLIVER ADVISORS, LP | 55,354 | 499,000 | 2.29% | ||
| 11 | MORGAN STANLEY | 50,595 | 457,000 | 2.10% | ||
| 12 | WELLS FARGO & COMPANY/MN | 37,769 | 341,000 | 1.57% | ||
| 13 | LPL Financial LLC | 33,394 | 298,000 | 1.37% | ||
| 14 | BNP PARIBAS FINANCIAL MARKETS | 24,926 | 224,833 | 1.03% | ||
| 15 | OPTIMUM INVESTMENT ADVISORS | 18,902 | 170,000 | 0.78% | ||
| 16 | SG Americas Securities, LLC | 18,638 | 168,000 | 0.77% | ||
| 17 | MARINER INVESTMENT GROUP LLC | 17,668 | 159,000 | 0.73% | ||
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,727 | 106,000 | 0.49% | ||
| 19 | BENJAMIN F. EDWARDS & COMPANY, INC. | 3,335 | 30,000 | 0.14% | ||
| 20 | ROYAL BANK OF CANADA | 1,570 | 14,000 | 0.06% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,350 | 12,000 | 0.06% | ||
| 22 | AMERICAN INTERNATIONAL GROUP, INC. | 80 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
