| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 621,807 | 6,106,000 | 21.77% | ||
| 2 | CREDIT SUISSE AG/ | 559,249 | 5,492,000 | 19.58% | ||
| 3 | UBS Group AG | 386,540 | 3,796,000 | 13.54% | ||
| 4 | OPERA TRADING CAPITAL | 365,405 | 3,588,000 | 12.79% | ||
| 5 | Weiss Asset Management LP | 231,648 | 2,275,000 | 8.11% | ||
| 6 | CITIGROUP INC | 150,011 | 1,473,000 | 5.25% | ||
| 7 | Yakira Capital Management, Inc. | 138,390 | 1,359,000 | 4.85% | SH | |
| 8 | MARINER INVESTMENT GROUP LLC | 90,246 | 886,000 | 3.16% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 63,355 | 622,000 | 2.22% | ||
| 10 | DOLIVER ADVISORS, LP | 48,525 | 474,000 | 1.69% | ||
| 11 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 46,384 | 455,000 | 1.62% | ||
| 12 | MORGAN STANLEY | 43,391 | 426,000 | 1.52% | ||
| 13 | WELLS FARGO & COMPANY/MN | 39,355 | 387,000 | 1.38% | ||
| 14 | BNP PARIBAS FINANCIAL MARKETS | 25,126 | 246,737 | 0.88% | ||
| 15 | OPTIMUM INVESTMENT ADVISORS | 18,902 | 186,000 | 0.66% | ||
| 16 | LPL Financial LLC | 16,597 | 159,000 | 0.57% | ||
| 17 | Creative Planning | 6,575 | 65,000 | 0.23% | ||
| 18 | ROYAL BANK OF CANADA | 2,500 | 25,000 | 0.09% | ||
| 19 | ADVISOR GROUP, INC. | 1,680 | 15,000 | 0.05% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 850 | 8,000 | 0.03% | ||
| 21 | BENJAMIN F. EDWARDS & COMPANY, INC. | 200 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
