| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 287,868 | 3,970,000 | 23.30% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 246,567 | 3,400,000 | 19.95% | ||
| 3 | LPL Financial LLC | 87,902 | 1,201,000 | 7.05% | ||
| 4 | CREDIT SUISSE AG/ | 83,129 | 1,146,000 | 6.73% | ||
| 5 | MORGAN STANLEY | 76,270 | 1,052,000 | 6.17% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 75,915 | 1,047,000 | 6.14% | ||
| 7 | COHEN & STEERS, INC. | 55,232 | 762,000 | 4.47% | ||
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 51,952 | 716,000 | 4.20% | PRN | |
| 9 | WELLS FARGO & COMPANY/MN | 40,970 | 565,000 | 3.32% | ||
| 10 | TFS CAPITAL LLC | 40,051 | 552,000 | 3.24% | ||
| 11 | WOLVERINE ASSET MANAGEMENT LLC | 29,245 | 403,000 | 2.36% | ||
| 12 | OPTIMUM INVESTMENT ADVISORS | 26,994 | 369,000 | 2.17% | ||
| 13 | DRW Securities, LLC | 26,100 | 360,000 | 2.11% | ||
| 14 | DOLIVER ADVISORS, LP | 24,795 | 342,000 | 2.01% | ||
| 15 | BENJAMIN F. EDWARDS & COMPANY, INC. | 24,325 | 335,000 | 1.97% | ||
| 16 | STIFEL FINANCIAL CORP | 17,515 | 242,000 | 1.42% | ||
| 17 | Virtu KCG Holdings LLC | 15,624 | 215,000 | 1.26% | ||
| 18 | Janney Montgomery Scott LLC | 13,950 | 192,371 | 1.13% | ||
| 19 | BARCLAYS PLC | 6,250 | 81,000 | 0.48% | ||
| 20 | ROYAL BANK OF CANADA | 2,875 | 40,000 | 0.23% | ||
| 21 | CITIGROUP INC | 1,590 | 22,000 | 0.13% | ||
| 22 | Focused Wealth Management, Inc | 926 | 13,000 | 0.08% | ||
| 23 | MSI Financial Services Inc | 550 | 8,000 | 0.05% | ||
| 24 | NEXT Financial Group, Inc | 500 | 7,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
