| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 476,214 | 4,911,000 | 20.00% | ||
| 2 | CREDIT SUISSE AG/ | 463,135 | 4,776,000 | 19.45% | ||
| 3 | UBS Group AG | 352,615 | 3,636,000 | 14.81% | ||
| 4 | Weiss Asset Management LP | 225,267 | 2,325,000 | 9.47% | ||
| 5 | Yakira Capital Management, Inc. | 180,009 | 1,856,000 | 7.56% | SH | |
| 6 | BANK OF AMERICA CORP /DE/ | 139,850 | 1,442,000 | 5.87% | ||
| 7 | CITIGROUP INC | 108,237 | 1,116,000 | 4.55% | ||
| 8 | WOLVERINE ASSET MANAGEMENT LLC | 106,804 | 1,101,000 | 4.48% | ||
| 9 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 68,040 | 702,000 | 2.86% | ||
| 10 | DOLIVER ADVISORS, LP | 54,865 | 566,000 | 2.31% | ||
| 11 | MORGAN STANLEY | 50,715 | 523,000 | 2.13% | ||
| 12 | LPL Financial LLC | 41,117 | 427,000 | 1.74% | ||
| 13 | WELLS FARGO & COMPANY/MN | 40,315 | 416,000 | 1.69% | ||
| 14 | BNP PARIBAS FINANCIAL MARKETS | 24,926 | 256,987 | 1.05% | ||
| 15 | OPTIMUM INVESTMENT ADVISORS | 18,902 | 195,000 | 0.79% | ||
| 16 | CWH Capital Management, Inc. | 15,290 | 158,000 | 0.64% | ||
| 17 | BENJAMIN F. EDWARDS & COMPANY, INC. | 7,150 | 74,000 | 0.30% | ||
| 18 | ROYAL BANK OF CANADA | 2,950 | 30,000 | 0.12% | ||
| 19 | BANK OF MONTREAL /CAN/ | 1,803 | 19,000 | 0.08% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,350 | 14,000 | 0.06% | ||
| 21 | Tower Research Capital LLC (TRC) | 245 | 3,000 | 0.01% | ||
| 22 | Windsor Capital Management, LLC | 200 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
