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NUVEEN TAXABLE MUNICPAL INM
NUVEEN TAXABLE MUNICPAL INM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 49 Institutional holders with a total value of $111,501,015.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 752,296 15,791,000 14.16%
2 UBS Group AG 598,747 12,568,000 11.27%
3 MORGAN STANLEY 577,588 12,124,000 10.87%
4 WELLS FARGO & COMPANY/MN 450,414 9,455,000 8.48%
5 AMERIPRISE FINANCIAL INC 440,877 9,419,000 8.45%
6 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 384,279 8,066,000 7.23%
7 JANUS HENDERSON GROUP PLC 359,717 7,550,000 6.77%
8 NATIONAL PLANNING CORP 358,146 7,546,000 6.77%
9 Invesco Ltd. 203,170 4,265,000 3.83%
10 Tortoise Investment Management, LLC 185,786 3,900,000 3.50%
11 SIT INVESTMENT ASSOCIATES INC 158,287 3,322,000 2.98%
12 RAYMOND JAMES & ASSOCIATES 135,509 2,844,000 2.55%
13 ROYAL BANK OF CANADA 103,520 2,173,000 1.95%
14 DOLIVER ADVISORS, LP 88,045 1,848,000 1.66%
15 USCA RIA LLC 85,751 1,800,000 1.61%
16 Horizon Kinetics LLC 42,783 898,000 0.81%
17 Brick & Kyle, Associates 36,152 759,000 0.68%
18 STRATEGIC FINANCIAL GROUP, LLC 26,500 556,000 0.50% PRN
19 GREAT AMERICAN GROUP, INC. 25,223 529,000 0.47%
20 BAIRD FINANCIAL GROUP, INC. 24,087 506,000 0.45%
21 Commonwealth Equity Services, Inc 23,101 485,000 0.43%
22 SG Americas Securities, LLC 23,062 484,000 0.43%
23 Cetera Advisors LLC 22,825 478,000 0.43%
24 CETERA INVESTMENT ADVISERS 22,825 478,000 0.43%
25 FARMERS & MERCHANTS TRUST CO OF CHAMBERSBURG PA 22,000 461,780 0.41%
26 WEDBUSH SECURITIES INC 16,695 350,000 0.31%
27 Alpha Cubed Investments, LLC 15,922 334,000 0.30%
28 DAVENPORT & Co LLC 15,066 316,235 0.28%
29 BB&T SECURITIES, LLC 14,627 307,000 0.28%
30 IFP ADVISORS, INC 13,850 291,000 0.26%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,165 255,000 0.23%
32 BARBER FINANCIAL GROUP, INC. 12,116 254,000 0.23%
33 MILLENNIUM MANAGEMENT LLC 12,040 253,000 0.23%
34 New England Private Wealth Advisors LLC 10,000 210,000 0.19%
35 Raymond James Financial Services Advisors, Inc. 9,726 204,000 0.18%
36 PNC FINANCIAL SERVICES GROUP, INC. 3,260 68,000 0.06%
37 BALENTINE LLC 3,167 66,000 0.06%
38 ADVISOR GROUP, INC. 2,795 58,000 0.05%
39 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,525 53,000 0.05%
40 GENEOS WEALTH MANAGEMENT INC. 2,005 42,000 0.04%
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,285 27,000 0.02%
42 HUNTINGTON NATIONAL BANK 1,125 24,000 0.02% PRN
43 OLD SECOND NATIONAL BANK OF AURORA 1,093 23,000 0.02%
44 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 1,000 21,000 0.02%
45 FIFTH THIRD BANCORP 500 10,000 0.01%
46 D.A. DAVIDSON & CO. 391 8,000 0.01%
47 Creative Planning 400 8,000 0.01%
48 PENSERRA CAPITAL MANAGEMENT LLC 410 8,000 0.01%
49 CRIBSTONE CAPITAL MANAGEMENT, LLC 250 5,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.