| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,366,248 | 20,507,000 | 11.92% | ||
| 2 | UBS Group AG | 1,143,429 | 17,163,000 | 9.97% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,012,525 | 15,198,000 | 8.83% | ||
| 4 | BESSEMER GROUP INC | 887,466 | 13,321,000 | 7.74% | ||
| 5 | JPMORGAN CHASE & CO | 695,077 | 10,433,000 | 6.06% | ||
| 6 | EATON VANCE MANAGEMENT | 625,132 | 9,384,000 | 5.45% | ||
| 7 | LAZARD ASSET MANAGEMENT LLC | 593,275 | 8,905,000 | 5.17% | PRN | |
| 8 | BANK OF AMERICA CORP /DE/ | 561,208 | 8,424,000 | 4.89% | ||
| 9 | Invesco Ltd. | 496,547 | 7,453,000 | 4.33% | ||
| 10 | Advisors Asset Management, Inc. | 493,077 | 7,401,000 | 4.30% | ||
| 11 | WELLS FARGO & COMPANY/MN | 446,428 | 6,702,000 | 3.89% | ||
| 12 | Yorktown Management & Research Co Inc | 290,485 | 4,360,000 | 2.53% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 284,224 | 4,266,000 | 2.48% | ||
| 14 | Vident Investment Advisory, LLC | 262,549 | 3,941,000 | 2.29% | ||
| 15 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 246,288 | 3,697,000 | 2.15% | ||
| 16 | KELMAN-LAZAROV, INC. | 233,746 | 3,522,552 | 2.05% | ||
| 17 | PENN MUTUAL LIFE INSURANCE CO | 165,000 | 2,481,000 | 1.44% | ||
| 18 | EnTrustPermal Management LLC | 161,600 | 2,426,000 | 1.41% | ||
| 19 | Trust Asset Management LLC | 156,178 | 2,344,000 | 1.36% | ||
| 20 | LPL Financial LLC | 140,331 | 2,122,000 | 1.23% | ||
| 21 | Kohlberg Kravis Roberts & Co. L.P. | 140,253 | 2,105,000 | 1.22% | ||
| 22 | DEUTSCHE BANK AG\ | 139,119 | 2,088,000 | 1.21% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 123,837 | 1,859,000 | 1.08% | ||
| 24 | Capital Investment Advisors, LLC | 117,303 | 1,761,000 | 1.02% | ||
| 25 | FIRST TRUST ADVISORS LP | 103,769 | 1,558,000 | 0.91% | ||
| 26 | CREDIT SUISSE AG/ | 69,000 | 1,036,000 | 0.60% | ||
| 27 | ROYAL BANK OF CANADA | 58,282 | 874,000 | 0.51% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 41,410 | 622,000 | 0.36% | ||
| 29 | IFP ADVISORS, INC | 36,112 | 542,000 | 0.31% | ||
| 30 | HUNTINGTON NATIONAL BANK | 35,039 | 526,000 | 0.31% | PRN | |
| 31 | RAIFF PARTNERS INC | 35,000 | 525,000 | 0.31% | ||
| 32 | Cambridge Investment Research Advisors, Inc. | 33,531 | 503,000 | 0.29% | ||
| 33 | Commonwealth Equity Services, Inc | 33,082 | 497,000 | 0.29% | ||
| 34 | TELEMUS CAPITAL, LLC | 31,000 | 465,000 | 0.27% | ||
| 35 | BAIRD FINANCIAL GROUP, INC. | 29,795 | 449,000 | 0.26% | ||
| 36 | Investors Capital Advisory Services | 25,702 | 385,000 | 0.22% | ||
| 37 | Nationwide Fund Advisors | 25,360 | 381,000 | 0.22% | ||
| 38 | Laurion Capital Management LP | 23,372 | 351,000 | 0.20% | ||
| 39 | OTA Financial Group L.P. | 20,993 | 315,000 | 0.18% | ||
| 40 | PVG Asset Management | 18,505 | 277,760 | 0.16% | ||
| 41 | LINCOLN NATIONAL CORP | 12,251 | 184,000 | 0.11% | ||
| 42 | WEDBUSH SECURITIES INC | 12,000 | 180,000 | 0.10% | ||
| 43 | BB&T SECURITIES, LLC | 10,622 | 159,000 | 0.09% | ||
| 44 | ADVISOR GROUP, INC. | 9,413 | 139,000 | 0.08% | ||
| 45 | CITIGROUP INC | 5,113 | 77,000 | 0.04% | ||
| 46 | ENVESTNET ASSET MANAGEMENT INC | 3,500 | 53,000 | 0.03% | ||
| 47 | Brick & Kyle, Associates | 2,655 | 40,000 | 0.02% | ||
| 48 | MSI Financial Services Inc | 2,429 | 36,000 | 0.02% | ||
| 49 | PNC FINANCIAL SERVICES GROUP, INC. | 1,363 | 20,000 | 0.01% | ||
| 50 | Edge Wealth Management LLC | 1,200 | 18,000 | 0.01% | SH |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
