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ADVAXIS INC COM NEW
ADVAXIS INC COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 111 Institutional holders with a total value of $251,876,913.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ADAGE CAPITAL PARTNERS GP, L.L.C. 5,939,366 63,492,000 25.21%
2 FMR LLC 4,130,585 44,156,000 17.53%
3 Broadfin Capital, LLC 1,564,679 16,726,000 6.64%
4 VANGUARD GROUP INC 1,472,352 15,739,000 6.25%
5 BlackRock Fund Advisors 991,597 10,600,000 4.21%
6 BlackRock Institutional Trust Company, N.A. 932,390 9,967,000 3.96%
7 Cormorant Asset Management, LP 920,915 9,845,000 3.91%
8 Sarissa Capital Management LP 600,000 6,413,000 2.55%
9 MARSHALL WACE, LLP 559,578 5,982,000 2.37%
10 STATE STREET CORP 521,179 5,569,000 2.21%
11 SECTORAL ASSET MANAGEMENT INC 436,659 4,668,000 1.85%
12 NORTHERN TRUST CORP 416,655 4,454,000 1.77%
13 Informed Momentum Co LLC 379,731 4,059,000 1.61%
14 GEODE CAPITAL MANAGEMENT, LLC 259,228 2,771,000 1.10%
15 Bank of New York Mellon Corp 220,691 2,359,000 0.94%
16 NEXTHERA CAPITAL LP 200,000 2,138,000 0.85%
17 SPHERA FUNDS MANAGEMENT LTD. 200,000 2,138,000 0.85%
18 Jefferies Group LLC 183,215 1,959,000 0.78%
19 Allianz Asset Management GmbH 171,704 1,836,000 0.73%
20 BlackRock Investment Management, LLC 141,709 1,515,000 0.60%
21 CITADEL ADVISORS LLC 139,416 1,490,000 0.59%
22 PARAMETRIC PORTFOLIO ASSOCIATES LLC 138,609 1,482,000 0.59%
23 Jefferies Group LLC 132,300 1,414,000 0.56% Call
24 THRIVENT FINANCIAL FOR LUTHERANS 125,900 1,346,000 0.53%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 120,700 1,290,000 0.51% Call
26 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 114,529 1,225,000 0.49%
27 GRATICULE ASIA MACRO ADVISORS LLC 107,500 1,149,000 0.46%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 105,400 1,127,000 0.45% Put
29 TIAA CREF INVESTMENT MANAGEMENT LLC 104,102 1,113,000 0.44%
30 TANAKA CAPITAL MANAGEMENT INC 103,600 1,107,000 0.44%
31 MORGAN STANLEY 100,986 1,079,000 0.43%
32 EMERALD ACQUISITION LTD. 97,897 1,046,000 0.42%
33 CREDIT SUISSE AG/ 94,607 1,012,000 0.40%
34 AMERIPRISE FINANCIAL INC 94,115 1,006,000 0.40%
35 FRANKLIN STREET ADVISORS INC /NC 91,200 975,000 0.39%
36 Vident Investment Advisory, LLC 80,825 864,000 0.34%
37 BANK OF MONTREAL /CAN/ 79,542 850,000 0.34%
38 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 75,841 811,000 0.32%
39 Jefferies Group LLC 74,800 800,000 0.32% Put
40 TOCQUEVILLE ASSET MANAGEMENT L.P. 71,300 762,000 0.30%
41 TEACHERS ADVISORS, LLC 60,394 646,000 0.26%
42 ALLIANCEBERNSTEIN L.P. 54,100 578,000 0.23%
43 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 52,500 561,000 0.22%
44 Swiss National Bank 47,500 508,000 0.20%
45 CITIGROUP INC 45,039 482,000 0.19%
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,179 462,000 0.18%
47 CITIGROUP INC 41,700 446,000 0.18% Put
48 Weiss Multi-Strategy Advisers LLC 40,000 428,000 0.17%
49 RHUMBLINE ADVISERS 39,745 425,000 0.17%
50 SG Americas Securities, LLC 39,079 418,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.