| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 164,262 | 2,199,000 | 20.99% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 151,865 | 2,029,000 | 19.37% | ||
| 3 | Invesco Ltd. | 112,558 | 1,507,000 | 14.38% | ||
| 4 | Focused Wealth Management, Inc | 71,570 | 958,000 | 9.14% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 42,876 | 574,000 | 5.48% | ||
| 6 | MORGAN STANLEY | 39,566 | 530,000 | 5.06% | ||
| 7 | RELATIVE VALUE PARTNERS GROUP, LLC | 31,995 | 428,000 | 4.09% | ||
| 8 | UBS Group AG | 30,640 | 410,000 | 3.91% | ||
| 9 | Horizon Kinetics LLC | 28,857 | 386,000 | 3.68% | ||
| 10 | King Wealth Management Group | 17,350 | 232,000 | 2.21% | ||
| 11 | Raymond James Financial Services Advisors, Inc. | 16,478 | 221,000 | 2.11% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 16,494 | 220,000 | 2.10% | ||
| 13 | GRACE & WHITE INC /NY | 15,751 | 211,000 | 2.01% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,706 | 210,000 | 2.00% | ||
| 15 | ROYAL BANK OF CANADA | 14,620 | 196,000 | 1.87% | ||
| 16 | DEUTSCHE BANK AG\ | 3,829 | 51,000 | 0.49% | ||
| 17 | LAZARD ASSET MANAGEMENT LLC | 3,500 | 46,000 | 0.44% | PRN | |
| 18 | ADVISOR GROUP, INC. | 2,611 | 35,000 | 0.33% | ||
| 19 | Creative Planning | 2,000 | 27,000 | 0.26% | ||
| 20 | WELLS FARGO & COMPANY/MN | 500 | 7,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
