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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 40 Institutional holders with a total value of $42,815,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Argentus Capital Management, LLC 0 0 0.00%
3 SHARKEY, HOWES & JAVER 73 3,000 0.01%
4 Financial Architects, Inc 71 3,000 0.01%
5 AMERICAN INTERNATIONAL GROUP, INC. 115 4,000 0.01%
6 CWM, LLC 106 4,000 0.01%
7 Brick & Kyle, Associates 200 7,000 0.02%
8 ASSET DEDICATION, LLC 247 9,000 0.02%
9 NEXT Financial Group, Inc 445 16,000 0.04%
10 MSI Financial Services Inc 1,165 43,000 0.10%
11 UBS Group AG 1,508 56,000 0.13%
12 Creative Planning 2,106 78,000 0.18%
13 ENVESTNET ASSET MANAGEMENT INC 4,834 180,000 0.42%
14 CITADEL ADVISORS LLC 5,754 213,000 0.50%
15 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 6,170 229,000 0.53%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 7,604 282,000 0.66%
17 INVESTMENT CENTERS OF AMERICA INC 9,074 335,000 0.78%
18 GOLDMAN SACHS GROUP INC 9,292 345,000 0.81%
19 ROYAL BANK OF CANADA 9,779 364,000 0.85%
20 Virtu KCG Holdings LLC 10,229 380,000 0.89%
21 RAYMOND JAMES & ASSOCIATES 11,032 410,000 0.96%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,129 413,000 0.96%
23 IFP ADVISORS, INC 12,925 480,000 1.12%
24 Cambridge Investment Research Advisors, Inc. 13,889 516,000 1.21%
25 WELLS FARGO & COMPANY/MN 14,440 537,000 1.25%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,616 543,000 1.27%
27 PNC FINANCIAL SERVICES GROUP, INC. 16,480 613,000 1.43%
28 Investors Capital Advisory Services 16,890 627,000 1.46%
29 UNITED CAPITAL FINANCIAL ADVISORS, LLC 20,261 753,000 1.76%
30 ETRADE Capital Management LLC 21,008 780,000 1.82%
31 JANE STREET GROUP, LLC 21,840 812,000 1.90%
32 B. Riley Wealth Advisors, Inc. 35,578 1,322,000 3.09%
33 Raymond James Financial Services Advisors, Inc. 49,687 1,847,000 4.31%
34 MORGAN STANLEY 62,134 2,309,000 5.39%
35 Commonwealth Equity Services, Inc 75,751 2,816,000 6.58%
36 BANQUE PICTET & CIE SA 82,431 3,058,000 7.14%
37 Bank Pictet & Cie (Europe) AG 82,431 3,058,000 7.14%
38 BERGANKDV WEALTH MANAGEMENT, LLC 139,455 5,183,000 12.11%
39 BANK OF AMERICA CORP /DE/ 161,566 6,005,000 14.03%
40 LPL Financial LLC 223,038 8,182,000 19.11%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.