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CODEXIS INC
CODEXIS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 60 Institutional holders with a total value of $104,808,783.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BARCLAYS PLC 210 1,000 0.00%
2 BANK OF MONTREAL /CAN/ 201 1,000 0.00%
3 Winslow, Evans & Crocker, Inc. 500 2,220 0.00%
4 Financial Architects, Inc 1,000 4,000 0.00%
5 BNP PARIBAS FINANCIAL MARKETS 1,997 8,867 0.01%
6 UBS Group AG 2,526 11,000 0.01%
7 CITIGROUP INC 2,745 12,000 0.01%
8 Legal & General Group Plc 6,312 27,000 0.03%
9 BlackRock Finance, Inc. 6,710 30,000 0.03%
10 STIFEL FINANCIAL CORP 10,000 44,000 0.04%
11 MORGAN STANLEY 10,639 47,000 0.04%
12 GUGGENHEIM CAPITAL LLC 11,558 51,000 0.05%
13 FIRST QUADRANT LLC/CA 11,747 52,000 0.05%
14 BLACKROCK ADVISORS LLC 12,335 55,000 0.05%
15 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 13,218 59,000 0.06%
16 CREDIT SUISSE AG/ 13,239 59,000 0.06%
17 GOLDMAN SACHS GROUP INC 18,371 82,000 0.08%
18 AMERICAN INTERNATIONAL GROUP, INC. 19,301 85,696 0.08%
19 ACROSPIRE INVESTMENT MANAGEMENT LLC 20,141 89,000 0.08%
20 Nationwide Fund Advisors 20,988 93,000 0.09%
21 BANK OF AMERICA CORP /DE/ 21,303 94,000 0.09%
22 DEUTSCHE BANK AG\ 22,015 97,000 0.09%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 25,861 115,000 0.11%
24 WELLS FARGO & COMPANY/MN 26,279 117,000 0.11%
25 BLAIR WILLIAM & CO/IL 27,782 123,000 0.12%
26 MENTA CAPITAL LLC 31,095 138,000 0.13%
27 Campbell & CO Investment Adviser LLC 31,619 140,000 0.13%
28 DIMENSIONAL FUND ADVISORS LP 32,866 146,000 0.14%
29 JACOBS LEVY EQUITY MANAGEMENT, INC 33,329 148,000 0.14%
30 NEW YORK STATE COMMON RETIREMENT FUND 34,400 153,000 0.15%
31 RHUMBLINE ADVISERS 35,558 158,000 0.15%
32 ALAMBIC INVESTMENT MANAGEMENT, L.P. 39,762 177,000 0.17%
33 MILLENNIUM MANAGEMENT LLC 47,251 210,000 0.20%
34 TEACHERS ADVISORS, LLC 52,753 234,000 0.22%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 55,370 246,000 0.23%
36 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 70,898 315,000 0.30%
37 TIAA CREF INVESTMENT MANAGEMENT LLC 103,482 459,000 0.44%
38 STRS OHIO 104,707 464,000 0.44%
39 Bank of New York Mellon Corp 114,388 507,000 0.48%
40 BlackRock Investment Management, LLC 123,639 549,000 0.52%
41 OXFORD ASSET MANAGEMENT LLP 139,364 619,000 0.59%
42 ESSEX INVESTMENT MANAGEMENT CO LLC 143,674 638,000 0.61%
43 AXA S.A. 153,201 680,000 0.65%
44 Granite Investment Partners, LLC 204,847 909,000 0.87%
45 Spark Investment Management LLC 206,500 916,000 0.87%
46 GEODE CAPITAL MANAGEMENT, LLC 216,585 961,000 0.92%
47 PALISADE CAPITAL MANAGEMENT, LP 226,000 1,003,000 0.96%
48 BRIDGEWAY CAPITAL MANAGEMENT, LLC 265,500 1,179,000 1.12%
49 NORTHERN TRUST CORP 357,821 1,589,000 1.52%
50 STATE STREET CORP 398,939 1,771,000 1.69%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.