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Codexis Inc Com
Codexis Inc Com. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 58 Institutional holders with a total value of $117,935,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Nantahala Capital Management, LLC 5,998,322 28,792,000 24.41%
2 VIVO CAPITAL, LLC 5,294,825 25,415,000 21.55%
3 BlackRock Finance, Inc. 2,448,636 11,754,000 9.97%
4 FMR LLC 1,274,759 6,119,000 5.19%
5 BAILLIE GIFFORD & CO 1,185,133 5,688,000 4.82%
6 Opaleye Management Inc. 1,170,000 5,616,000 4.76%
7 VANGUARD GROUP INC 1,074,171 5,156,000 4.37%
8 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 986,839 4,737,000 4.02%
9 RENAISSANCE TECHNOLOGIES LLC 794,600 3,814,000 3.23%
10 CASDIN CAPITAL, LLC 675,000 3,240,000 2.75%
11 STATE STREET CORP 457,866 2,199,000 1.86%
12 NORTHERN TRUST CORP 352,224 1,691,000 1.43%
13 ZACKS INVESTMENT MANAGEMENT 322,647 1,549,000 1.31%
14 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 288,275 1,384,000 1.17%
15 BRIDGEWAY CAPITAL MANAGEMENT, LLC 270,700 1,299,000 1.10%
16 GEODE CAPITAL MANAGEMENT, LLC 226,644 1,087,000 0.92%
17 ESSEX INVESTMENT MANAGEMENT CO LLC 206,138 989,000 0.84%
18 BLAIR WILLIAM & CO/IL 173,097 831,000 0.70%
19 Bank of New York Mellon Corp 136,053 653,000 0.55%
20 Spark Investment Management LLC 132,000 633,000 0.54%
21 STRS OHIO 125,200 600,000 0.51%
22 AXA S.A. 117,770 565,000 0.48%
23 TIAA CREF INVESTMENT MANAGEMENT LLC 102,294 491,000 0.42%
24 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 67,298 323,000 0.27%
25 WELLS FARGO & COMPANY/MN 58,694 282,000 0.24%
26 TEACHERS ADVISORS, LLC 58,017 278,000 0.24%
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 55,370 266,000 0.23%
28 MORGAN STANLEY 50,602 243,000 0.21%
29 JACOBS LEVY EQUITY MANAGEMENT, INC 38,510 185,000 0.16%
30 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 36,939 177,000 0.15%
31 RHUMBLINE ADVISERS 34,777 167,000 0.14%
32 NEW YORK STATE COMMON RETIREMENT FUND 34,401 165,000 0.14%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 27,020 130,000 0.11%
34 BANK OF AMERICA CORP /DE/ 25,477 122,000 0.10%
35 DEUTSCHE BANK AG\ 25,411 120,000 0.10%
36 ALAMBIC INVESTMENT MANAGEMENT, L.P. 22,469 108,000 0.09%
37 Tower Research Capital LLC (TRC) 22,249 107,000 0.09%
38 AMERICAN INTERNATIONAL GROUP, INC. 20,609 99,000 0.08%
39 A.R.T. Advisors, LLC 19,900 95,000 0.08%
40 Nationwide Fund Advisors 18,640 89,000 0.08%
41 OXFORD ASSET MANAGEMENT LLP 17,583 84,000 0.07%
42 GOLDMAN SACHS GROUP INC 17,493 84,000 0.07%
43 SG Americas Securities, LLC 16,480 79,000 0.07%
44 Virtu KCG Holdings LLC 15,578 75,000 0.06%
45 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 13,218 63,000 0.05%
46 CITADEL ADVISORS LLC 11,846 57,000 0.05%
47 GUGGENHEIM CAPITAL LLC 11,598 55,000 0.05%
48 TWO SIGMA SECURITIES, LLC 10,351 50,000 0.04%
49 Legal & General Group Plc 10,550 50,000 0.04%
50 STIFEL FINANCIAL CORP 10,000 48,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.