| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 252,903 | 3,996,000 | 31.12% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 181,135 | 2,863,000 | 22.30% | ||
| 3 | MORGAN STANLEY | 135,503 | 2,141,000 | 16.67% | ||
| 4 | Invesco Ltd. | 98,309 | 1,553,000 | 12.09% | ||
| 5 | UBS AG | 42,222 | 667,000 | 5.19% | ||
| 6 | Shaker Financial Services, LLC | 24,785 | 392,000 | 3.05% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 18,881 | 298,000 | 2.32% | ||
| 8 | WealthTrust Axiom LLC | 18,200 | 287,000 | 2.24% | ||
| 9 | Janney Montgomery Scott LLC | 16,520 | 261,019 | 2.03% | ||
| 10 | ROYAL BANK OF CANADA | 10,289 | 163,000 | 1.27% | ||
| 11 | AMERIPRISE FINANCIAL INC | 8,133 | 142,000 | 1.11% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 1,726 | 27,000 | 0.21% | ||
| 13 | CITIGROUP INC | 1,191 | 19,000 | 0.15% | ||
| 14 | Tower Research Capital LLC (TRC) | 900 | 14,000 | 0.11% | ||
| 15 | Creative Planning | 600 | 9,000 | 0.07% | ||
| 16 | BOSTON PRIVATE BANK & TRUST CO | 315 | 5,000 | 0.04% | ||
| 17 | Cordasco Financial Network | 250 | 4,000 | 0.03% | ||
| 18 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
