| 1 |
GUGGENHEIM CAPITAL LLC |
814,306 |
15,201,000 |
45.17% |
|
|
| 2 |
BANK OF AMERICA CORP /DE/ |
324,259 |
6,054,000 |
17.99% |
|
|
| 3 |
MORGAN STANLEY |
283,270 |
5,289,000 |
15.72% |
|
|
| 4 |
Invesco Ltd. |
123,725 |
2,310,000 |
6.86% |
|
|
| 5 |
Janney Montgomery Scott LLC |
43,567 |
813,404 |
2.42% |
|
|
| 6 |
LPL Financial LLC |
42,680 |
790,000 |
2.35% |
|
|
| 7 |
UBS Group AG |
42,330 |
790,000 |
2.35% |
|
|
| 8 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
29,384 |
549,000 |
1.63% |
|
|
| 9 |
AMERIPRISE FINANCIAL INC |
20,765 |
388,000 |
1.15% |
|
|
| 10 |
RAYMOND JAMES & ASSOCIATES |
17,088 |
319,000 |
0.95% |
|
|
| 11 |
WealthTrust Axiom LLC |
14,600 |
272,000 |
0.81% |
|
|
| 12 |
DOLIVER ADVISORS, LP |
13,430 |
251,000 |
0.75% |
|
|
| 13 |
Cetera Advisor Networks LLC |
10,180 |
200,000 |
0.59% |
|
|
| 14 |
WELLS FARGO & COMPANY/MN |
8,622 |
161,000 |
0.48% |
|
|
| 15 |
ROYAL BANK OF CANADA |
8,583 |
160,000 |
0.48% |
|
|
| 16 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,400 |
45,000 |
0.13% |
|
|
| 17 |
Winslow, Evans & Crocker, Inc. |
800 |
14,936 |
0.04% |
|
|
| 18 |
GUPTA WEALTH MANAGEMENT LLC |
685 |
13,000 |
0.04% |
|
|
| 19 |
Strategic Capital Alternatives LLC |
600 |
11,000 |
0.03% |
|
|
| 20 |
CITIGROUP INC |
400 |
7,000 |
0.02% |
|
|
| 21 |
Tower Research Capital LLC (TRC) |
285 |
5,000 |
0.01% |
|
|
| 22 |
PNC FINANCIAL SERVICES GROUP, INC. |
243 |
5,000 |
0.01% |
|
|
| 23 |
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC |
114 |
2,000 |
0.01% |
|
|
