| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 726,636 | 13,754,000 | 44.70% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 280,812 | 5,316,000 | 17.28% | ||
| 3 | MORGAN STANLEY | 235,087 | 4,450,000 | 14.46% | ||
| 4 | LPL Financial LLC | 74,877 | 1,417,000 | 4.60% | ||
| 5 | Invesco Ltd. | 70,130 | 1,328,000 | 4.32% | ||
| 6 | NATIONAL PLANNING CORP | 39,854 | 732,915 | 2.38% | ||
| 7 | UBS Group AG | 38,479 | 728,000 | 2.37% | ||
| 8 | BENJAMIN F. EDWARDS & COMPANY, INC. | 32,230 | 610,000 | 1.98% | ||
| 9 | Janney Montgomery Scott LLC | 31,873 | 603,365 | 1.96% | ||
| 10 | AMERIPRISE FINANCIAL INC | 18,513 | 350,000 | 1.14% | ||
| 11 | WealthTrust Axiom LLC | 15,700 | 297,000 | 0.97% | ||
| 12 | GOLDMAN SACHS GROUP INC | 12,512 | 237,000 | 0.77% | ||
| 13 | ROYAL BANK OF CANADA | 11,641 | 220,000 | 0.71% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 11,028 | 209,000 | 0.68% | ||
| 15 | Commonwealth Equity Services, Inc | 10,172 | 193,000 | 0.63% | ||
| 16 | WELLS FARGO & COMPANY/MN | 8,898 | 168,000 | 0.55% | ||
| 17 | Tower Research Capital LLC (TRC) | 5,000 | 95,000 | 0.31% | ||
| 18 | B. Riley Wealth Advisors, Inc. | 1,170 | 22,000 | 0.07% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 900 | 17,037 | 0.06% | ||
| 20 | CITIGROUP INC | 572 | 11,000 | 0.04% | ||
| 21 | BOSTON PRIVATE BANK & TRUST CO | 315 | 6,000 | 0.02% | ||
| 22 | Cordasco Financial Network | 250 | 5,000 | 0.02% | ||
| 23 | DEUTSCHE BANK AG\ | 168 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
