| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 749,278 | 14,258,000 | 44.93% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 281,524 | 5,357,000 | 16.88% | ||
| 3 | MORGAN STANLEY | 237,323 | 4,516,000 | 14.23% | ||
| 4 | LPL Financial LLC | 136,462 | 2,585,000 | 8.15% | ||
| 5 | Invesco Ltd. | 72,882 | 1,387,000 | 4.37% | ||
| 6 | UBS Group AG | 40,077 | 763,000 | 2.40% | ||
| 7 | Janney Montgomery Scott LLC | 37,004 | 704,000 | 2.22% | ||
| 8 | BENJAMIN F. EDWARDS & COMPANY, INC. | 31,850 | 606,000 | 1.91% | ||
| 9 | AMERIPRISE FINANCIAL INC | 20,030 | 407,000 | 1.28% | ||
| 10 | WealthTrust Axiom LLC | 15,600 | 296,000 | 0.93% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 14,778 | 281,000 | 0.89% | ||
| 12 | Cetera Advisor Networks LLC | 10,180 | 200,000 | 0.63% | ||
| 13 | ROYAL BANK OF CANADA | 8,329 | 159,000 | 0.50% | ||
| 14 | WELLS FARGO & COMPANY/MN | 8,358 | 159,000 | 0.50% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,400 | 27,000 | 0.09% | ||
| 16 | GUPTA WEALTH MANAGEMENT LLC | 685 | 13,000 | 0.04% | ||
| 17 | CITIGROUP INC | 400 | 8,000 | 0.03% | ||
| 18 | BOSTON PRIVATE BANK & TRUST CO | 315 | 6,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
