| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 796,367 | 13,013,000 | 47.44% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 347,236 | 5,674,000 | 20.69% | ||
| 3 | MORGAN STANLEY | 183,013 | 2,990,000 | 10.90% | ||
| 4 | Invesco Ltd. | 166,821 | 2,726,000 | 9.94% | ||
| 5 | UBS Group AG | 47,725 | 780,000 | 2.84% | ||
| 6 | Janney Montgomery Scott LLC | 47,288 | 773,000 | 2.82% | ||
| 7 | AMERIPRISE FINANCIAL INC | 23,579 | 385,000 | 1.40% | ||
| 8 | LPL Financial LLC | 16,377 | 286,000 | 1.04% | ||
| 9 | WealthTrust Axiom LLC | 13,600 | 222,000 | 0.81% | ||
| 10 | Cetera Advisor Networks LLC | 10,033 | 159,000 | 0.58% | ||
| 11 | WELLS FARGO & COMPANY/MN | 8,711 | 142,000 | 0.52% | ||
| 12 | ROYAL BANK OF CANADA | 7,819 | 127,000 | 0.46% | ||
| 13 | AMERICAN INTERNATIONAL GROUP, INC. | 4,600 | 75,000 | 0.27% | ||
| 14 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,885 | 31,000 | 0.11% | ||
| 15 | Creative Planning | 1,000 | 16,000 | 0.06% | ||
| 16 | Winslow, Evans & Crocker, Inc. | 800 | 13,072 | 0.05% | ||
| 17 | GUPTA WEALTH MANAGEMENT LLC | 635 | 10,000 | 0.04% | ||
| 18 | CITIGROUP INC | 400 | 7,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
