| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 520,545 | 8,631,000 | 30.50% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 285,289 | 4,730,000 | 16.71% | ||
| 3 | Invesco Ltd. | 235,915 | 3,911,000 | 13.82% | ||
| 4 | MORGAN STANLEY | 149,160 | 2,473,000 | 8.74% | ||
| 5 | Janney Montgomery Scott LLC | 100,351 | 1,799,000 | 6.36% | ||
| 6 | DOLIVER ADVISORS, LP | 107,932 | 1,794,000 | 6.34% | ||
| 7 | COHEN & STEERS, INC. | 78,017 | 1,294,000 | 4.57% | ||
| 8 | AMERIPRISE FINANCIAL INC | 49,266 | 817,000 | 2.89% | ||
| 9 | UBS Group AG | 44,123 | 732,000 | 2.59% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 22,196 | 368,000 | 1.30% | ||
| 11 | LPL Financial LLC | 17,162 | 280,000 | 0.99% | ||
| 12 | Raymond James Financial Services Advisors, Inc. | 15,383 | 255,000 | 0.90% | ||
| 13 | Cetera Advisor Networks LLC | 13,061 | 216,000 | 0.76% | ||
| 14 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 12,271 | 203,000 | 0.72% | ||
| 15 | WealthTrust Axiom LLC | 11,600 | 192,000 | 0.68% | ||
| 16 | ROYAL BANK OF CANADA | 9,174 | 152,000 | 0.54% | ||
| 17 | IFP ADVISORS, INC | 8,711 | 144,000 | 0.51% | ||
| 18 | MSI Financial Services Inc | 8,592 | 142,000 | 0.50% | ||
| 19 | WELLS FARGO & COMPANY/MN | 6,085 | 101,000 | 0.36% | ||
| 20 | Creative Planning | 2,000 | 33,000 | 0.12% | ||
| 21 | CRIBSTONE CAPITAL MANAGEMENT, LLC | 1,142 | 19,000 | 0.07% | ||
| 22 | CITIGROUP INC | 400 | 7,000 | 0.02% | ||
| 23 | Tower Research Capital LLC (TRC) | 200 | 3,000 | 0.01% | ||
| 24 | BENJAMIN F. EDWARDS & COMPANY, INC. | 200 | 3,000 | 0.01% | ||
| 25 | WOLVERINE TRADING LP /BD | 20 | 330 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
