| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 140,030 | 1,737,000 | 47.98% | ||
| 2 | Advisors Asset Management, Inc. | 57,475 | 713,000 | 19.70% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 27,612 | 342,000 | 9.45% | ||
| 4 | WOLVERINE ASSET MANAGEMENT LLC | 26,999 | 333,000 | 9.20% | ||
| 5 | LPL Financial LLC | 12,024 | 149,000 | 4.12% | ||
| 6 | MORGAN STANLEY | 12,000 | 148,000 | 4.09% | ||
| 7 | SIT INVESTMENT ASSOCIATES INC | 7,900 | 98,000 | 2.71% | ||
| 8 | UBS AG | 5,313 | 66,000 | 1.82% | ||
| 9 | WELLS FARGO & COMPANY/MN | 1,451 | 18,000 | 0.50% | ||
| 10 | CITIGROUP INC | 1,302 | 16,000 | 0.44% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
