| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 149,449 | 2,077,000 | 38.01% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 142,766 | 1,984,000 | 36.31% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 54,463 | 757,000 | 13.85% | ||
| 4 | MORGAN STANLEY | 18,771 | 261,000 | 4.78% | ||
| 5 | WELLS FARGO & COMPANY/MN | 9,792 | 136,000 | 2.49% | ||
| 6 | UBS Group AG | 5,027 | 70,000 | 1.28% | ||
| 7 | ROYAL BANK OF CANADA | 3,803 | 53,000 | 0.97% | ||
| 8 | MSI Financial Services Inc | 2,050 | 28,000 | 0.51% | ||
| 9 | WOLVERINE ASSET MANAGEMENT LLC | 1,750 | 24,000 | 0.44% | ||
| 10 | LEBENTHAL ASSET MANAGEMENT, LLC | 1,300 | 18,000 | 0.33% | ||
| 11 | CITIGROUP INC | 1,045 | 15,000 | 0.27% | ||
| 12 | Tower Research Capital LLC (TRC) | 1,017 | 14,000 | 0.26% | ||
| 13 | CWM, LLC | 1,000 | 14,000 | 0.26% | ||
| 14 | M&R CAPITAL MANAGEMENT INC | 1,000 | 13,000 | 0.24% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
